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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+9.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$73.3M
Cap. Flow
+$7.26M
Cap. Flow %
0.67%
Top 10 Hldgs %
35.31%
Holding
557
New
49
Increased
202
Reduced
129
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.07M
2
FMC icon
FMC
FMC
+$5.92M
3
ACN icon
Accenture
ACN
+$5.81M
4
JPM icon
JPMorgan Chase
JPM
+$3.78M
5
TSLA icon
Tesla
TSLA
+$2.36M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$12M
2
COP icon
ConocoPhillips
COP
+$5.56M
3
DIS icon
Walt Disney
DIS
+$3.87M
4
V icon
Visa
V
+$3.69M
5
APA icon
APA Corp
APA
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 27.4%
2 Financials 9.24%
3 Healthcare 8.7%
4 Industrials 7.75%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CION icon
451
CION Investment
CION
$372M
$184K 0.02%
18,616
– –
ZTR
452
Virtus Total Return Fund
ZTR
$338M
$183K 0.02%
28,314
+40
+0.1% +$264
PPT
453
Franklin Premier Income Trust
PPT
$332M
$182K 0.02%
51,176
– –
VALE icon
454
Vale
VALE
$60.9B
$181K 0.02%
11,460
+1,000
+10% +$16.9K
GAIN icon
455
Gladstone Investment Corp
GAIN
$655M
$179K 0.02%
13,500
+2,200
+19% +$29.7K
CPRX
456
DELISTED
Catalyst Pharmaceutical
CPRX
$175K 0.02%
+10,527
New +$174K
MMT
457
Aberdeen Multi-Market Income Fund
MMT
$244M
$170K 0.02%
37,500
– –
MHI
458
DELISTED
Pioneer Municipal High Income Fund
MHI
$170K 0.02%
19,067
+48
+0.3% +$429
NZF icon
459
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$169K 0.02%
14,184
– –
NAD icon
460
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$168K 0.02%
14,533
– –
ETB
461
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$165K 0.02%
12,610
+10
+0.1% +$133
CCL icon
462
Carnival Corporation Ltd
CCL
$38B
$159K 0.01%
15,649
+100
+0.6% +$1.04K
AOD
463
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$157K 0.01%
19,480
– –
GHY
464
PGIM Global High Yield Fund
GHY
$482M
$154K 0.01%
14,000
– –
PHK
465
PIMCO High Income Fund
PHK
$875M
$151K 0.01%
31,623
– –
HYI
466
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$132K 0.01%
11,000
– –
FEN
467
DELISTED
First Trust Energy Income and Growth Fund
FEN
$130K 0.01%
10,000
– –
REI icon
468
Ring Energy
REI
$357M
$129K 0.01%
67,700
+3,300
+5% +$7.12K
NVG icon
469
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$127K 0.01%
10,744
– –
PMO
470
Franklin Municipal Opportunities Trust
PMO
$285M
$124K 0.01%
12,000
– –
NEA icon
471
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$124K 0.01%
11,141
– –
CLM icon
472
Cornerstone Strategic Value Fund
CLM
$2.25B
$120K 0.01%
15,592
– –
DNP icon
473
DNP Select Income Fund
DNP
$4.1B
$119K 0.01%
10,836
+20
+0.2% +$227
HYT icon
474
BlackRock Corporate High Yield Fund
HYT
$1.38B
$119K 0.01%
13,628
-140
-1% -$1.25K
BHIL
475
DELISTED
Benson Hill, Inc.
BHIL
$115K 0.01%
2,857
– –
17 18
19
20 21

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Sheaff Brock Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Sheaff Brock Investment Advisors held 557 positions worth $1.09B, up 7.2% from $1.01B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2023 filing shows 49 new, 202 increased, 129 reduced and 41 closed positions. Its largest new stake was Berkshire Hathaway Class A: 13 shares worth $6.05M. The largest sale was iShares Select Dividend ETF, an estimated $12M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q1 2023 buy was Berkshire Hathaway Class A: 13 shares worth $6.05M.
  • Sheaff Brock Investment Advisors added most to Accenture in Q1 2023, an estimated $5.81M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2023 reduction was iShares Select Dividend ETF, cutting an estimated $12M.
  • Sheaff Brock Investment Advisors fully exited ProShares UltraPro QQQ in Q1 2023, selling an estimated $1.42M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 35% of its $1.09B portfolio in Q1 2023.
  • Sheaff Brock Investment Advisors opened 49 new positions and closed 41 in Q1 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.2% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2023, filed 1 May 2023.