We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
451
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$127K 0.01%
11,141
– –
CCL icon
452
Carnival Corporation Ltd
CCL
$38B
$125K 0.01%
15,549
-11,835
-43% -$102K
DNP icon
453
DNP Select Income Fund
DNP
$4.1B
$122K 0.01%
10,816
+30
+0.3% +$328
HYT icon
454
BlackRock Corporate High Yield Fund
HYT
$1.38B
$120K 0.01%
13,768
-1,000
-7% -$8.72K
CLM icon
455
Cornerstone Strategic Value Fund
CLM
$2.25B
$113K 0.01%
15,592
-2,235
-13% -$18K
CIM
456
Chimera Investment
CIM
$996M
$106K 0.01%
6,444
+4
+0.1% +$75
NOK icon
457
Nokia
NOK
$52.7B
$106K 0.01%
22,745
-3,889
-15% -$17.9K
MCN
458
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$104K 0.01%
13,380
– –
HIO
459
Western Asset High Income Opportunity Fund
HIO
$340M
$100K 0.01%
25,384
-18,160
-42% -$69.9K
UVXY icon
460
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
$99.7K 0.01%
+58
New +$136K
GOOG icon
461
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$97.6K 0.01%
+1,100
New +$105K
ASG
462
Liberty All-Star Growth Fund
ASG
$345M
$96.4K 0.01%
19,545
– –
MSFT icon
463
PUT
Microsoft
MSFT
$3.74T
$95.9K 0.01%
+400
New +$96K
BA icon
464
CALL
Boeing
BA
$184B
$95.2K 0.01%
+500
New +$81.8K
ELP
465
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$93.5K 0.01%
16,250
– –
JPS
466
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$93.2K 0.01%
13,704
-249
-2% -$1.7K
DHT icon
467
DHT Holdings
DHT
$2.93B
$92.9K 0.01%
10,459
– –
C icon
468
CALL
Citigroup
C
$228B
$90.5K 0.01%
+2,000
New +$90.9K
FEI
469
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$89.8K 0.01%
11,500
– –
PLTR icon
470
Palantir
PLTR
$420B
$86.9K 0.01%
13,529
+1,260
+10% +$9.55K
FDX icon
471
CALL
FedEx
FDX
$76.3B
$86.6K 0.01%
+500
New +$83.1K
NCV
472
Virtus Convertible & Income Fund
NCV
$393M
$86.5K 0.01%
6,360
+52
+0.8% +$726
HYB
473
DELISTED
New America High Income Fund, Inc.
HYB
$86K 0.01%
13,031
-7,014
-35% -$47.1K
GE icon
474
CALL
GE Aerospace
GE
$382B
$83.8K 0.01%
+1,605
New +$78.9K
EMX
475
DELISTED
EMX Royalty
EMX
$80.8K 0.01%
42,732
– –
17 18
19
20 21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.