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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
451
American Airlines Group
AAL
$10.1B
$129K 0.01%
10,699
-11,000
-51% -$153K
HYT icon
452
BlackRock Corporate High Yield Fund
HYT
$1.38B
$126K 0.01%
14,768
– –
NVG icon
453
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$125K 0.01%
10,744
– –
HYI
454
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$123K 0.01%
11,000
– –
BITO icon
455
ProShares Bitcoin Strategy ETF
BITO
$1.43B
$120K 0.01%
10,000
– –
NEA icon
456
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$118K 0.01%
11,141
– –
PMO
457
Franklin Municipal Opportunities Trust
PMO
$285M
$118K 0.01%
12,000
– –
NOK icon
458
Nokia
NOK
$52.7B
$114K 0.01%
26,634
– –
DNP icon
459
DNP Select Income Fund
DNP
$4.1B
$112K 0.01%
10,786
+30
+0.3% +$335
CIM
460
Chimera Investment
CIM
$996M
$101K 0.01%
6,440
+670
+12% +$17.4K
PLTR icon
461
Palantir
PLTR
$420B
$100K 0.01%
12,269
-16,590
-57% -$148K
ASG
462
Liberty All-Star Growth Fund
ASG
$345M
$97K 0.01%
19,545
– –
BKD icon
463
Brookdale Senior Living
BKD
$3B
$97K 0.01%
22,800
+1,800
+9% +$8.53K
JPS
464
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$92K 0.01%
13,953
+940
+7% +$6.92K
ERC
465
Allspring Multi-Sector Income Fund
ERC
$261M
$89K 0.01%
10,350
-970
-9% -$9.45K
ETJ
466
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$88K 0.01%
10,625
– –
MCN
467
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$86K 0.01%
+13,380
New +$96.4K
CRF
468
Cornerstone Total Return Fund
CRF
$1.18B
$82K 0.01%
10,243
– –
FEI
469
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$82K 0.01%
11,500
+500
+5% +$3.98K
NCV
470
Virtus Convertible & Income Fund
NCV
$393M
$81K 0.01%
6,308
+111
+2% +$1.68K
DHT icon
471
DHT Holdings
DHT
$2.93B
$79K 0.01%
+10,459
New +$78.3K
EMX
472
DELISTED
EMX Royalty
EMX
$79K 0.01%
42,732
– –
ELP
473
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$77K 0.01%
16,250
– –
GLO
474
Clough Global Opportunities Fund
GLO
$257M
$75K 0.01%
13,500
– –
UAA icon
475
Under Armour
UAA
$2.29B
$68K 0.01%
+10,300
New +$90.2K
17 18
19
20 21

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WCF
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.