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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
451
DELISTED
PacWest Bancorp
PACW
$233K 0.02%
5,141
-159
-3% -$7.41K
ABR icon
452
Arbor Realty Trust
ABR
$1B
$232K 0.02%
+12,683
New +$238K
NKSH icon
453
National Bankshares
NKSH
$267M
$232K 0.02%
6,464
– –
REGN icon
454
Regeneron Pharmaceuticals
REGN
$83.3B
$231K 0.02%
+366
New +$225K
TW icon
455
Tradeweb Markets
TW
$22B
$231K 0.02%
+2,309
New +$213K
CPB icon
456
Campbell Soup
CPB
$6.77B
$230K 0.02%
5,300
-100
-2% -$4.16K
RIVN icon
457
Rivian
RIVN
$23.4B
$230K 0.02%
+2,214
New +$255K
DEO icon
458
Diageo
DEO
$52.9B
$229K 0.02%
1,043
– –
FE icon
459
FirstEnergy
FE
$27.1B
$228K 0.02%
5,494
-500
-8% -$19.3K
BMO icon
460
Bank of Montreal
BMO
$128B
$227K 0.02%
2,107
+1
+0% +$108
NICE icon
461
Nice
NICE
$6B
$226K 0.02%
+742
New +$214K
XEL icon
462
Xcel Energy
XEL
$48.1B
$224K 0.02%
3,316
-311
-9% -$20.3K
ZTR
463
Virtus Total Return Fund
ZTR
$338M
$221K 0.01%
23,245
+55
+0.2% +$522
CLM icon
464
Cornerstone Strategic Value Fund
CLM
$2.25B
$219K 0.01%
15,592
– –
EXC icon
465
Exelon
EXC
$46.2B
$219K 0.01%
+5,326
New +$201K
GLD icon
466
SPDR Gold Trust
GLD
$143B
$219K 0.01%
1,282
-171
-12% -$28.7K
OPCH icon
467
Option Care Health
OPCH
$3.63B
$219K 0.01%
+7,680
New +$202K
PPT
468
Franklin Premier Income Trust
PPT
$329M
$219K 0.01%
51,176
– –
ZM icon
469
Zoom
ZM
$31.1B
$219K 0.01%
1,187
-404
-25% -$95K
IBB icon
470
iShares Biotechnology ETF
IBB
$9.85B
$218K 0.01%
1,430
-100
-7% -$15.5K
MLM icon
471
Martin Marietta Materials
MLM
$33B
$217K 0.01%
+492
New +$199K
CII icon
472
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$216K 0.01%
+9,743
New +$207K
ETB
473
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$214K 0.01%
12,495
+420
+3% +$6.97K
NOK icon
474
Nokia
NOK
$52.5B
$214K 0.01%
34,334
-1,239
-3% -$7.22K
USRT icon
475
iShares Core US REIT ETF
USRT
$4.55B
$213K 0.01%
+3,150
New +$200K
17 18
19
20 21

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.