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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
451
Alliance Resource Partners
ARLP
$3.22B
$44K ﹤0.01%
16,000
– –
SAN icon
452
Banco Santander
SAN
$211B
$40K ﹤0.01%
22,587
– –
AAIC
453
DELISTED
Arlington Asset Investment Corp.
AAIC
$33K ﹤0.01%
11,445
– –
AMPE
454
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$25K ﹤0.01%
87
+4
+5% +$991
RIG icon
455
Transocean
RIG
$6.41B
$19K ﹤0.01%
23,200
-5,000
-18% -$8.17K
MNK
456
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$18K ﹤0.01%
18,027
– –
DNN icon
457
Denison Mines
DNN
$3.04B
$15K ﹤0.01%
36,700
– –
WPG
458
DELISTED
Washington Prime Group Inc.
WPG
$14K ﹤0.01%
2,422
-16
-0.7% -$102
SMC
459
Summit Midstream
SMC
$495M
$13K ﹤0.01%
1,333
– –
ACOR
460
DELISTED
Acorda Therapeutics
ACOR
$13K ﹤0.01%
208
– –
OGI
461
Organigram Holdings
OGI
$176M
$11K ﹤0.01%
2,554
– –
CBL
462
DELISTED
CBL& Associates Properties, Inc.
CBL
$4K ﹤0.01%
25,600
+2,000
+8% +$408
AAPL icon
463
PUT
Apple
AAPL
$4.42T
– –
-6,000
Closed -$547K
BALL icon
464
Ball Corp
BALL
$16.5B
– –
-10,800
Closed -$750K
BBAR icon
465
BBVA Argentina
BBAR
$3.35B
– –
-500,000
Closed -$1.88M
BWG
466
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-12,000
Closed -$138K
CDW icon
467
CDW
CDW
$16.8B
– –
-7,839
Closed -$911K
CIEN icon
468
Ciena
CIEN
$61.2B
– –
-3,871
Closed -$210K
CLX icon
469
Clorox
CLX
$12.8B
– –
-1,058
Closed -$236K
CRESY
470
Cresud
CRESY
$760M
– –
-46,838
Closed -$133K
DELL icon
471
Dell
DELL
$300B
– –
-24,029
Closed -$669K
DHC
472
Diversified Healthcare Trust
DHC
$2.02B
– –
-10,450
Closed -$46K
DIG icon
473
ProShares Ultra Energy
DIG
$82.9M
– –
-24,000
Closed -$226K
DLTR icon
474
Dollar Tree
DLTR
$24.6B
– –
-8,250
Closed -$765K
DNP icon
475
DNP Select Income Fund
DNP
$4.11B
– –
-15,700
Closed -$171K
16 17 18
19
20

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.