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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMX
451
DELISTED
EMX Royalty
EMX
$58K 0.01%
42,732
– –
OCSL icon
452
Oaktree Specialty Lending
OCSL
$1.12B
$54K 0.01%
3,483
-4,417
-56% -$69.5K
CHK
453
DELISTED
Chesapeake Energy Corporation
CHK
$46K 0.01%
165
-2
-1% -$650
JVA icon
454
Coffee Holding Co
JVA
$19.9M
$44K ﹤0.01%
11,240
-510
-4% -$2.06K
MNK
455
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$43K ﹤0.01%
18,027
– –
BTG icon
456
B2Gold
BTG
$6.68B
$40K ﹤0.01%
12,234
– –
ANH
457
DELISTED
Anworth Mortgage Asset Corporation
ANH
$39K ﹤0.01%
11,780
– –
PER
458
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$35K ﹤0.01%
20,825
– –
CBL
459
DELISTED
CBL& Associates Properties, Inc.
CBL
$30K ﹤0.01%
23,600
– –
DHY
460
Credit Suisse High Yield Credit Fund
DHY
$243M
$27K ﹤0.01%
10,566
– –
SDT
461
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$22K ﹤0.01%
42,000
– –
DNN icon
462
Denison Mines
DNN
$2.95B
$18K ﹤0.01%
39,825
– –
RVLT
463
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$8K ﹤0.01%
35,236
– –
KGJI
464
DELISTED
Kingold Jewelry Inc.
KGJI
$7K ﹤0.01%
1,942
– –
SDR
465
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$7K ﹤0.01%
15,000
– –
CFRX
466
DELISTED
ContraFect Corporation
CFRX
$4K ﹤0.01%
13
– –
AMD icon
467
CALL
Advanced Micro Devices
AMD
$767B
– –
-12,500
Closed -$380K
AVGO icon
468
Broadcom
AVGO
$2.01T
– –
-8,990
Closed -$259K
BND icon
469
Vanguard Total Bond Market
BND
$161B
– –
-2,484
Closed -$206K
BOND icon
470
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
– –
-5,650
Closed -$607K
CE icon
471
Celanese
CE
$4.88B
– –
-7,880
Closed -$849K
COLL icon
472
Collegium Pharmaceutical
COLL
$882M
– –
-17,650
Closed -$232K
CVI icon
473
CVR Energy
CVI
$3.26B
– –
-4,075
Closed -$204K
DIA icon
474
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
– –
-3,000
Closed -$798K
EL icon
475
Estee Lauder
EL
$31.5B
– –
-2,880
Closed -$527K
17 18
19
20 21

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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.