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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
451
Freeport-McMoran
FCX
$98.7B
$167K 0.02%
12,971
+1,205
+10% +$14.6K
AOD
452
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$161K 0.02%
19,486
– –
GE icon
453
CALL
GE Aerospace
GE
$380B
$160K 0.02%
3,210
+1,123
+54% +$52.9K
JPS
454
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$159K 0.02%
+17,700
New +$157K
HYB
455
DELISTED
New America High Income Fund, Inc.
HYB
$155K 0.02%
18,260
– –
BOE icon
456
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$153K 0.02%
14,344
– –
GGT
457
Gabelli Multimedia Trust
GGT
$176M
$148K 0.02%
18,070
-215
-1% -$1.74K
TCPC icon
458
BlackRock TCP Capital
TCPC
$331M
$147K 0.02%
+10,360
New +$148K
BLE
459
DELISTED
BlackRock Municipal Income Trust II
BLE
$143K 0.02%
10,167
– –
CRZO
460
DELISTED
Carrizo Oil & Gas Inc
CRZO
$136K 0.02%
+10,900
New +$130K
BKD icon
461
Brookdale Senior Living
BKD
$3.27B
$135K 0.02%
20,500
– –
BWG
462
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$134K 0.02%
12,000
– –
CLM icon
463
Cornerstone Strategic Value Fund
CLM
$2.24B
$131K 0.02%
+10,887
New +$130K
REI icon
464
Ring Energy
REI
$354M
$129K 0.02%
22,000
+5,000
+29% +$29.7K
OCSL icon
465
Oaktree Specialty Lending
OCSL
$1.12B
$122K 0.01%
7,824
+77
+1% +$1.15K
TGTX icon
466
TG Therapeutics
TGTX
$7.52B
$121K 0.01%
15,000
– –
NOK icon
467
Nokia
NOK
$51B
$120K 0.01%
20,960
– –
CX icon
468
Cemex
CX
$16.3B
$118K 0.01%
25,414
– –
CRESY
469
Cresud
CRESY
$767M
$116K 0.01%
+10,685
New +$128K
ETJ
470
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$116K 0.01%
12,625
– –
CHK
471
DELISTED
Chesapeake Energy Corporation
CHK
$116K 0.01%
187
+12
+7% +$6.72K
PFN
472
PIMCO Income Strategy Fund II
PFN
$707M
$112K 0.01%
10,840
– –
PNNT
473
Pennant Park Investment Corp
PNNT
$242M
$111K 0.01%
+16,040
New +$113K
RIG icon
474
Transocean
RIG
$6.33B
$110K 0.01%
12,585
-2,000
-14% -$17.1K
ACB
475
Aurora Cannabis
ACB
$179M
$108K 0.01%
+100
New +$89.4K
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.