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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESNC
451
DELISTED
EnSync Inc
ESNC
$63K 0.01%
350,000
+124,628
+55% +$26.9K
NRO
452
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$62K 0.01%
15,720
– –
TGTX icon
453
TG Therapeutics
TGTX
$7.52B
$62K 0.01%
15,000
– –
WPG
454
DELISTED
Washington Prime Group Inc.
WPG
$60K 0.01%
+1,378
New +$77.2K
EMX
455
DELISTED
EMX Royalty
EMX
$48K 0.01%
42,732
– –
CCEC
456
Capital Clean Energy Carriers
CCEC
$1.34B
$46K 0.01%
3,111
-86
-3% -$1.55K
ANH
457
DELISTED
Anworth Mortgage Asset Corporation
ANH
$45K 0.01%
11,200
– –
CBL
458
DELISTED
CBL& Associates Properties, Inc.
CBL
$45K 0.01%
+23,600
New +$69.2K
TRQ
459
DELISTED
Turquoise Hill Resources Ltd
TRQ
$43K 0.01%
2,628
-300
-10% -$5.4K
PER
460
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$39K 0.01%
+20,825
New +$48.2K
JVA icon
461
Coffee Holding Co
JVA
$19.9M
$37K 0.01%
10,500
-9,750
-48% -$40.8K
AKS
462
DELISTED
AK Steel Holding Corp
AKS
$37K 0.01%
16,400
– –
BTG icon
463
B2Gold
BTG
$6.68B
$36K 0.01%
+12,234
New +$31.8K
SDT
464
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$34K 0.01%
42,000
– –
EGI
465
DELISTED
Entre Resources Ltd. Common Shares
EGI
$31K ﹤0.01%
+78,500
New +$30.7K
BTG icon
466
CALL
B2Gold
BTG
$6.68B
$29K ﹤0.01%
20,000
+10,000
+100% +$26K
DHY
467
Credit Suisse High Yield Credit Fund
DHY
$243M
$23K ﹤0.01%
10,566
-20,722
-66% -$49K
DNN icon
468
Denison Mines
DNN
$2.95B
$18K ﹤0.01%
39,825
+3,125
+9% +$1.78K
RVLT
469
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$14K ﹤0.01%
35,236
-20,000
-36% -$25.7K
SDR
470
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$13K ﹤0.01%
+15,000
New +$16.3K
UPL
471
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$11K ﹤0.01%
14,759
– –
KGJI
472
DELISTED
Kingold Jewelry Inc.
KGJI
$9K ﹤0.01%
1,925
-400
-17% -$2.19K
OBE
473
Obsidian Energy
OBE
$699M
$7K ﹤0.01%
2,400
-129
-5% -$571
BXE
474
DELISTED
Bellatrix Exploration Ltd.
BXE
$5K ﹤0.01%
10,642
– –
SXE
475
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
0
– –
17 18
19
20 21

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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.