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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
451
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$216K 0.03%
3,260
-450
-12% -$27.8K
APD icon
452
Air Products & Chemicals
APD
$68.5B
$215K 0.03%
1,547
– –
BCV
453
Bancroft Fund
BCV
$140M
$215K 0.03%
+10,223
New +$208K
IBB icon
454
iShares Biotechnology ETF
IBB
$9.82B
$215K 0.03%
2,223
-1,209
-35% -$115K
MUE
455
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$214K 0.03%
14,500
– –
NTCT icon
456
NETSCOUT
NTCT
$2.82B
$214K 0.03%
+7,307
New +$201K
VB icon
457
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$214K 0.03%
1,755
-546
-24% -$66K
ORAN
458
DELISTED
Orange
ORAN
$214K 0.03%
13,736
– –
VGR
459
DELISTED
Vector Group Ltd.
VGR
$214K 0.03%
16,198
-4,288
-21% -$56K
DNI
460
DELISTED
Dividend and Income Fund
DNI
$214K 0.03%
19,100
– –
ADAM
461
Adamas Trust
ADAM
$880M
$210K 0.03%
8,732
-650
-7% -$16K
DOV icon
462
Dover
DOV
$28.3B
$208K 0.03%
3,495
-124
-3% -$7.18K
CLX icon
463
Clorox
CLX
$13B
$207K 0.03%
1,650
-510
-24% -$66.8K
AVGO icon
464
Broadcom
AVGO
$2.01T
$206K 0.03%
11,950
-2,500
-17% -$41.8K
GGN
465
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$204K 0.03%
31,975
-33,071
-51% -$217K
WKC icon
466
World Kinect Corp
WKC
$1.89B
$204K 0.03%
4,415
-1,385
-24% -$63.9K
FLOT icon
467
iShares Floating Rate Bond ETF
FLOT
$10.5B
$203K 0.03%
4,000
– –
AMBA icon
468
Ambarella
AMBA
$3.6B
$202K 0.03%
+2,740
New +$172K
WYNN icon
469
Wynn Resorts
WYNN
$10.5B
$202K 0.03%
2,074
-6,747
-76% -$658K
VCSH icon
470
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$201K 0.03%
2,500
-884
-26% -$71.3K
XMPT icon
471
VanEck CEF Muni Income ETF
XMPT
$220M
$201K 0.03%
7,000
– –
GGG icon
472
Graco
GGG
$13.5B
$200K 0.03%
8,097
– –
PSP icon
473
Invesco Global Listed Private Equity ETF
PSP
$244M
$200K 0.03%
3,681
– –
TYG
474
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$200K 0.03%
1,628
-187
-10% -$23.1K
INO icon
475
Inovio Pharmaceuticals
INO
$75.9M
$199K 0.03%
1,783
-13
-0.7% -$1.44K
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.