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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
451
Constellation Brands
STZ
$22.8B
$234K 0.03%
1,550
-592
-28% -$85.5K
AEE icon
452
Ameren
AEE
$29.6B
$233K 0.03%
+4,645
New +$214K
EINC icon
453
VanEck Energy Income ETF
EINC
$78.5M
$233K 0.03%
3,850
-2,905
-43% -$169K
EMR icon
454
Emerson Electric
EMR
$88.5B
$232K 0.03%
+4,265
New +$206K
FANG icon
455
Diamondback Energy
FANG
$55.7B
$232K 0.03%
3,000
-1,000
-25% -$70.5K
BXMT icon
456
Blackstone Mortgage Trust
BXMT
$2.39B
$231K 0.03%
+8,600
New +$217K
EMN icon
457
Eastman Chemical
EMN
$8.39B
$231K 0.03%
3,200
-900
-22% -$59K
SLCA
458
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$229K 0.03%
+10,090
New +$187K
GGG icon
459
Graco
GGG
$13.5B
$227K 0.03%
+8,097
New +$202K
BBDC icon
460
Barings BDC
BBDC
$980M
$226K 0.03%
11,005
– –
ADBE icon
461
Adobe
ADBE
$109B
$224K 0.03%
2,390
– –
TCP
462
DELISTED
TC Pipelines LP
TCP
$222K 0.03%
4,600
– –
WPZ
463
DELISTED
Williams Partners L.P.
WPZ
$222K 0.03%
10,876
-637
-6% -$12.5K
SCHD icon
464
Schwab US Dividend Equity ETF
SCHD
$107B
$220K 0.03%
16,434
+123
+0.8% +$1.56K
STK
465
Columbia Seligman Premium Technology Growth Fund
STK
$923M
$220K 0.03%
12,196
– –
VEU icon
466
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$220K 0.03%
5,089
-121
-2% -$4.96K
MMT
467
Aberdeen Multi-Market Income Fund
MMT
$242M
$219K 0.03%
37,500
– –
VOD icon
468
Vodafone
VOD
$36.4B
$219K 0.03%
6,847
+623
+10% +$19.4K
AN icon
469
AutoNation
AN
$6.88B
$218K 0.03%
4,668
– –
MET icon
470
MetLife
MET
$61.7B
$217K 0.03%
5,542
-5,009
-47% -$187K
BKCC
471
DELISTED
BlackRock Capital Investment Corporation
BKCC
$217K 0.03%
23,016
– –
ITW icon
472
Illinois Tool Works
ITW
$83.9B
$216K 0.03%
+2,110
New +$195K
DNI
473
DELISTED
Dividend and Income Fund
DNI
$213K 0.03%
19,100
– –
MBFI
474
DELISTED
MB Financial Corp
MBFI
$213K 0.03%
6,558
– –
WFM
475
DELISTED
Whole Foods Market Inc
WFM
$213K 0.03%
6,862
+400
+6% +$12.5K
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.