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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
+$64.8M
Cap. Flow
-$6.84M
Cap. Flow %
-0.6%
Top 10 Hldgs %
32.53%
Holding
484
New
30
Increased
159
Reduced
138
Closed
28

Top Buys

Rank Stock Value
1
DELL icon
Dell
DELL
+$8.18M
2
ACT icon
Enact Holdings
ACT
+$7.45M
3
ISRG icon
Intuitive Surgical
ISRG
+$5.6M
4
KO icon
Coca-Cola
KO
+$4.07M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.02M

Top Sells

Rank Stock Value
1
KR icon
Kroger
KR
+$5.79M
2
PEP icon
PepsiCo
PEP
+$5.41M
3
MMM icon
3M
MMM
+$4.78M
4
CSCO icon
Cisco
CSCO
+$4.48M
5
NVDA icon
NVIDIA
NVDA
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 34.7%
2 Healthcare 9.55%
3 Financials 9.35%
4 Industrials 8.71%
5 Consumer Discretionary 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
426
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$136K 0.01%
11,000
– –
NUV icon
427
Nuveen Municipal Value Fund
NUV
$1.9B
$133K 0.01%
14,800
+1,600
+12% +$14.1K
NEA icon
428
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$133K 0.01%
11,141
– –
PMO
429
Franklin Municipal Opportunities Trust
PMO
$285M
$131K 0.01%
12,000
– –
MFIN icon
430
Medallion Financial
MFIN
$253M
$130K 0.01%
16,000
-8,000
-33% -$63.6K
VALE icon
431
Vale
VALE
$60.9B
$122K 0.01%
10,410
– –
TSI
432
TCW Strategic Income Fund
TSI
$213M
$118K 0.01%
23,000
– –
EAD
433
Allspring Income Opportunities Fund
EAD
$381M
$116K 0.01%
16,257
+59
+0.4% +$410
SAN icon
434
Banco Santander
SAN
$210B
$114K 0.01%
22,362
-1,000
-4% -$4.81K
ASG
435
Liberty All-Star Growth Fund
ASG
$345M
$110K 0.01%
19,545
– –
DNP icon
436
DNP Select Income Fund
DNP
$4.1B
$110K 0.01%
10,918
+30
+0.3% +$274
HRZN icon
437
Horizon Technology Finance
HRZN
$328M
$109K 0.01%
10,205
– –
CLM icon
438
Cornerstone Strategic Value Fund
CLM
$2.25B
$106K 0.01%
14,051
– –
WBD icon
439
Warner Bros
WBD
$67.9B
$104K 0.01%
12,561
-501
-4% -$3.92K
ELP
440
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$96.7K 0.01%
13,000
– –
RC
441
Ready Capital
RC
$323M
$91.4K 0.01%
11,973
– –
GGT
442
Gabelli Multimedia Trust
GGT
$175M
$67.2K 0.01%
13,629
-876
-6% -$4.39K
JMM icon
443
Nuveen Multi-Market Income Fund
JMM
$55.2M
$63.6K 0.01%
10,000
– –
SOUN icon
444
SoundHound AI
SOUN
$3.23B
$62.8K 0.01%
13,467
-4,985
-27% -$24.1K
ZTR
445
Virtus Total Return Fund
ZTR
$338M
$62K 0.01%
10,000
– –
GLO
446
Clough Global Opportunities Fund
GLO
$257M
$54.5K ﹤0.01%
10,000
– –
CXE
447
DELISTED
MFS High Income Municipal Trust
CXE
$52.1K ﹤0.01%
13,000
– –
NG icon
448
NovaGold Resources
NG
$3.37B
$43.1K ﹤0.01%
10,511
– –
OSUR icon
449
OraSure Technologies
OSUR
$268M
$42.7K ﹤0.01%
10,000
– –
BIAF icon
450
bioAffinity Technologies
BIAF
$3.05M
$41.6K ﹤0.01%
667
+167
+33% +$10K
16 17
18
19 20

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Sheaff Brock Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Sheaff Brock Investment Advisors held 484 positions worth $1.14B, up 6% from $1.08B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2024 filing shows 30 new, 159 increased, 138 reduced and 28 closed positions. Its largest new stake was Enact Holdings: 218,498 shares worth $7.94M. The largest sale was Kroger, an estimated $5.79M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, down from 36% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2024 buy was Enact Holdings: 218,498 shares worth $7.94M.
  • Sheaff Brock Investment Advisors added most to Dell in Q3 2024, an estimated $8.18M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2024 reduction was PepsiCo, cutting an estimated $5.41M.
  • Sheaff Brock Investment Advisors fully exited Kroger in Q3 2024, selling an estimated $5.79M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 33% of its $1.14B portfolio in Q3 2024.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 28 in Q3 2024.
  • Sheaff Brock Investment Advisors's portfolio value rose 6% quarter-over-quarter to $1.14B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2024, filed 6 Nov 2024.