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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABR icon
426
Arbor Realty Trust
ABR
$998M
$181K 0.01%
11,938
– –
VOD icon
427
Vodafone
VOD
$36.7B
$179K 0.01%
20,537
-15,504
-43% -$142K
GAB icon
428
Gabelli Equity Trust
GAB
$1.8B
$175K 0.01%
34,380
– –
MMT
429
Aberdeen Multi-Market Income Fund
MMT
$244M
$171K 0.01%
37,500
– –
ETB
430
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$164K 0.01%
12,610
– –
BXMX
431
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$161K 0.01%
+12,511
New +$156K
GHY
432
PGIM Global High Yield Fund
GHY
$482M
$159K 0.01%
14,000
– –
AOD
433
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$157K 0.01%
19,480
– –
NAD icon
434
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$151K 0.01%
13,178
-1,355
-9% -$14.3K
PHK
435
PIMCO High Income Fund
PHK
$875M
$148K 0.01%
29,736
-1,887
-6% -$8.56K
BKD icon
436
Brookdale Senior Living
BKD
$3B
$146K 0.01%
25,000
– –
BDJ icon
437
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$144K 0.01%
18,788
-9,519
-34% -$71.7K
NZF icon
438
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$139K 0.01%
11,784
-2,400
-17% -$26.3K
HRZN icon
439
Horizon Technology Finance
HRZN
$328M
$134K 0.01%
+10,205
New +$125K
RC
440
Ready Capital
RC
$323M
$134K 0.01%
+13,073
New +$133K
HYI
441
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$133K 0.01%
11,000
– –
NVG icon
442
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$127K 0.01%
10,744
– –
PMO
443
Franklin Municipal Opportunities Trust
PMO
$285M
$123K 0.01%
12,000
– –
NEA icon
444
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$123K 0.01%
11,141
– –
CLM icon
445
Cornerstone Strategic Value Fund
CLM
$2.25B
$112K 0.01%
15,769
– –
ELP
446
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$110K 0.01%
13,000
-3,250
-20% -$23.6K
VKQ icon
447
Invesco Municipal Trust
VKQ
$545M
$109K 0.01%
11,400
-4,600
-29% -$40.6K
SAN icon
448
Banco Santander
SAN
$210B
$105K 0.01%
25,362
– –
EAD
449
Allspring Income Opportunities Fund
EAD
$381M
$104K 0.01%
16,000
-26,065
-62% -$160K
ASG
450
Liberty All-Star Growth Fund
ASG
$345M
$103K 0.01%
19,545
– –
16 17
18
19 20

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WCF
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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.