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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
426
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$111K 0.01%
10,744
– –
PMO
427
Franklin Municipal Opportunities Trust
PMO
$285M
$110K 0.01%
12,000
– –
NEA icon
428
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$108K 0.01%
11,141
– –
DHT icon
429
DHT Holdings
DHT
$2.93B
$108K 0.01%
10,459
– –
BKD icon
430
Brookdale Senior Living
BKD
$3B
$104K 0.01%
25,000
– –
DNP icon
431
DNP Select Income Fund
DNP
$4.1B
$103K 0.01%
10,846
+10
+0.1% +$101
ASG
432
Liberty All-Star Growth Fund
ASG
$345M
$96.6K 0.01%
19,545
– –
GGT
433
Gabelli Multimedia Trust
GGT
$175M
$95.8K 0.01%
16,500
– –
SAN icon
434
Banco Santander
SAN
$210B
$95.4K 0.01%
25,362
– –
FEI
435
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$91K 0.01%
11,500
– –
CIM
436
Chimera Investment
CIM
$996M
$89.2K 0.01%
5,447
-1,008
-16% -$17.7K
UUUU icon
437
Energy Fuels
UUUU
$3.69B
$84.4K 0.01%
10,263
– –
NCV
438
Virtus Convertible & Income Fund
NCV
$393M
$84.3K 0.01%
6,777
+132
+2% +$1.76K
ETJ
439
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$81.6K 0.01%
10,625
– –
CRF
440
Cornerstone Total Return Fund
CRF
$1.18B
$80.2K 0.01%
10,243
– –
CDZI icon
441
Cadiz
CDZI
$299M
$79.4K 0.01%
24,000
-2,000
-8% -$7.66K
EPSN icon
442
Epsilon Energy
EPSN
$179M
$74.4K 0.01%
14,100
– –
OSUR icon
443
OraSure Technologies
OSUR
$268M
$71.4K 0.01%
12,033
– –
BHIL
444
DELISTED
Benson Hill, Inc.
BHIL
$58K 0.01%
5,000
– –
JMM icon
445
Nuveen Multi-Market Income Fund
JMM
$55.2M
$56.1K 0.01%
10,000
– –
AAIC
446
DELISTED
Arlington Asset Investment Corp.
AAIC
$49K ﹤0.01%
11,445
– –
GLO
447
Clough Global Opportunities Fund
GLO
$257M
$48.7K ﹤0.01%
11,000
– –
TLRY icon
448
Tilray
TLRY
$651M
$47.8K ﹤0.01%
2,001
-16
-0.8% -$378
CIF
449
DELISTED
MFS Intermediate High Income Fund
CIF
$45.4K ﹤0.01%
28,925
+2,400
+9% +$3.96K
NOK icon
450
Nokia
NOK
$52.7B
$45.2K ﹤0.01%
12,075
-10,480
-46% -$41.3K
16 17
18
19 20

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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.