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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGT
426
Gabelli Multimedia Trust
GGT
$175M
$170K 0.02%
27,569
+2,171
+9% +$15.4K
PSP icon
427
Invesco Global Listed Private Equity ETF
PSP
$249M
$170K 0.02%
4,021
– –
EOI
428
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$168K 0.02%
11,928
+239
+2% +$3.76K
MFIN icon
429
Medallion Financial
MFIN
$253M
$168K 0.02%
24,000
– –
WIW
430
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$168K 0.02%
18,500
– –
SONO icon
431
Sonos
SONO
$1.78B
$167K 0.02%
12,046
– –
ETB
432
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$166K 0.02%
12,575
+15
+0.1% +$238
NZF icon
433
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$161K 0.02%
14,184
– –
HIO
434
Western Asset High Income Opportunity Fund
HIO
$340M
$160K 0.02%
43,544
+1,000
+2% +$4.04K
NAD icon
435
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$160K 0.02%
14,533
– –
PHK
436
PIMCO High Income Fund
PHK
$875M
$160K 0.02%
34,483
– –
RITM icon
437
Rithm Capital
RITM
$5.72B
$160K 0.02%
21,896
+1,377
+7% +$13.1K
DSU icon
438
BlackRock Debt Strategies Fund
DSU
$600M
$159K 0.02%
17,784
+500
+3% +$4.75K
MMT
439
Aberdeen Multi-Market Income Fund
MMT
$244M
$159K 0.02%
37,500
– –
CION icon
440
CION Investment
CION
$372M
$158K 0.02%
18,616
– –
VALE icon
441
Vale
VALE
$60.9B
$153K 0.02%
11,460
+700
+7% +$9.21K
CLM icon
442
Cornerstone Strategic Value Fund
CLM
$2.25B
$150K 0.02%
17,827
– –
REI icon
443
Ring Energy
REI
$357M
$149K 0.02%
64,400
+5,000
+8% +$13.6K
GHY
444
PGIM Global High Yield Fund
GHY
$482M
$148K 0.02%
14,000
– –
FEN
445
DELISTED
First Trust Energy Income and Growth Fund
FEN
$148K 0.02%
10,000
– –
PBR icon
446
Petrobras
PBR
$116B
$145K 0.02%
11,750
-500
-4% -$6.62K
AOD
447
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$139K 0.01%
19,480
– –
SPGS.U
448
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$138K 0.01%
14,000
– –
GAIN icon
449
Gladstone Investment Corp
GAIN
$655M
$137K 0.01%
11,300
– –
HYB
450
DELISTED
New America High Income Fund, Inc.
HYB
$130K 0.01%
20,045
+5,514
+38% +$39.5K
16 17
18
19 20

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WCF
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.