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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRG icon
426
Kite Realty
KRG
$5.27B
$254K 0.02%
11,643
– –
FLO icon
427
Flowers Foods
FLO
$1.53B
$251K 0.02%
9,124
– –
WIW
428
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$251K 0.02%
18,500
– –
CCL icon
429
Carnival Corporation Ltd
CCL
$37.9B
$250K 0.02%
12,416
-6,250
-33% -$134K
NEAR icon
430
iShares Short Maturity Bond ETF
NEAR
$4.88B
$250K 0.02%
5,000
– –
CG icon
431
Carlyle Group
CG
$17.6B
$249K 0.02%
+4,521
New +$246K
CHDN icon
432
Churchill Downs
CHDN
$6.2B
$247K 0.02%
2,050
– –
GAB icon
433
Gabelli Equity Trust
GAB
$1.79B
$247K 0.02%
34,380
+150
+0.4% +$1.05K
PBA icon
434
Pembina Pipeline
PBA
$28.4B
$246K 0.02%
8,099
-972
-11% -$31K
SWK icon
435
Stanley Black & Decker
SWK
$15.7B
$244K 0.02%
1,294
+40
+3% +$7.39K
TTWO icon
436
Take-Two Interactive
TTWO
$46.8B
$244K 0.02%
1,375
– –
KEYS icon
437
Keysight
KEYS
$58.4B
$243K 0.02%
+1,178
New +$220K
C icon
438
CALL
Citigroup
C
$228B
$241K 0.02%
+4,000
New +$266K
VWO icon
439
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$241K 0.02%
4,890
-86
-2% -$4.34K
AMC icon
440
AMC Entertainment Holdings
AMC
$2.15B
$240K 0.02%
881
+1
+0.1% +$352
MMT
441
Aberdeen Multi-Market Income Fund
MMT
$243M
$240K 0.02%
37,500
– –
SWKS icon
442
Skyworks Solutions
SWKS
$10.3B
$240K 0.02%
1,550
+142
+10% +$22.7K
QYLD icon
443
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$239K 0.02%
10,745
+275
+3% +$6.21K
DIAX
444
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$238K 0.02%
13,385
+100
+0.8% +$1.75K
VXF icon
445
Vanguard Extended Market ETF
VXF
$31.9B
$237K 0.02%
1,297
-403
-24% -$75.8K
PSX icon
446
Phillips 66
PSX
$88.9B
$236K 0.02%
3,255
-483
-13% -$36.5K
CMG icon
447
Chipotle Mexican Grill
CMG
$40.5B
$235K 0.02%
6,700
-450
-6% -$15.8K
EOI
448
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$235K 0.02%
11,654
+15
+0.1% +$293
NAD icon
449
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$234K 0.02%
14,533
– –
RITM icon
450
Rithm Capital
RITM
$5.76B
$233K 0.02%
21,837
-132
-0.6% -$1.47K
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.