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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGTX icon
426
TG Therapeutics
TGTX
$7.66B
$250K 0.02%
7,500
– –
ORLY icon
427
O'Reilly Automotive
ORLY
$75.1B
$249K 0.02%
6,120
– –
VWO icon
428
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$249K 0.02%
4,976
-26
-0.5% -$1.34K
IBB icon
429
iShares Biotechnology ETF
IBB
$9.81B
$248K 0.02%
1,530
+1
+0.1% +$168
VT icon
430
Vanguard Total World Stock ETF
VT
$81.1B
$248K 0.02%
2,437
+242
+11% +$25.4K
WYNN icon
431
Wynn Resorts
WYNN
$10.7B
$248K 0.02%
2,933
+325
+12% +$32.1K
PXD
432
DELISTED
Pioneer Natural Resource Co.
PXD
$247K 0.02%
1,484
+245
+20% +$37.1K
CHDN icon
433
Churchill Downs
CHDN
$6.17B
$246K 0.02%
2,050
– –
CTRA
434
DELISTED
Coterra Energy
CTRA
$246K 0.02%
+11,301
New +$194K
MMT
435
Aberdeen Multi-Market Income Fund
MMT
$243M
$246K 0.02%
37,500
– –
WIW
436
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$246K 0.02%
18,500
+1,000
+6% +$13.3K
BN icon
437
Brookfield
BN
$110B
$245K 0.02%
8,515
+61
+0.7% +$1.78K
PHK
438
PIMCO High Income Fund
PHK
$878M
$244K 0.02%
38,793
– –
ED icon
439
Consolidated Edison
ED
$39.8B
$241K 0.02%
3,322
– –
RITM icon
440
Rithm Capital
RITM
$5.74B
$241K 0.02%
21,969
+328
+2% +$3.37K
VB icon
441
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
$241K 0.02%
1,101
+60
+6% +$13.3K
PACW
442
DELISTED
PacWest Bancorp
PACW
$240K 0.02%
5,300
+159
+3% +$6.59K
ALGN icon
443
Align Technology
ALGN
$12.4B
$239K 0.02%
+359
New +$244K
PCI
444
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$239K 0.02%
11,292
-161
-1% -$3.55K
GLD icon
445
SPDR Gold Trust
GLD
$142B
$238K 0.02%
1,453
-250
-15% -$41.9K
JCI icon
446
Johnson Controls International
JCI
$93.4B
$237K 0.02%
3,491
-9,236
-73% -$667K
KRG icon
447
Kite Realty
KRG
$5.26B
$237K 0.02%
11,643
-2,000
-15% -$40.6K
NKSH icon
448
National Bankshares
NKSH
$269M
$235K 0.02%
6,464
– –
RPG icon
449
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$235K 0.02%
+6,090
New +$238K
PPT
450
Franklin Premier Income Trust
PPT
$331M
$234K 0.02%
51,176
– –
16 17
18
19 20

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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.