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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
426
iShares Floating Rate Bond ETF
FLOT
$10.5B
$204K 0.02%
4,000
– –
FAX
427
abrdn Asia-Pacific Income Fund
FAX
$604M
$203K 0.02%
8,008
+230
+3% +$5.73K
PANW icon
428
Palo Alto Networks
PANW
$314B
$203K 0.02%
+5,016
New +$186K
BND icon
429
Vanguard Total Bond Market
BND
$161B
$202K 0.02%
+2,484
New +$198K
CPB icon
430
Campbell Soup
CPB
$6.69B
$202K 0.02%
+5,300
New +$187K
GHY
431
PGIM Global High Yield Fund
GHY
$479M
$202K 0.02%
14,500
– –
SGI
432
Somnigroup International
SGI
$13.6B
$202K 0.02%
+14,000
New +$189K
VOOG icon
433
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$201K 0.02%
+7,788
New +$191K
APTV icon
434
Aptiv
APTV
$10.3B
$200K 0.02%
+2,513
New +$193K
ARR
435
Armour Residential REIT
ARR
$2.34B
$200K 0.02%
+2,045
New +$209K
AWF
436
AllianceBernstein Global High Income Fund
AWF
$870M
$198K 0.02%
17,058
+2,409
+16% +$27.5K
PGEN icon
437
Precigen
PGEN
$2.51B
$195K 0.02%
37,052
– –
BBF
438
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$194K 0.02%
14,492
– –
HYI
439
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$193K 0.02%
13,100
– –
DNP icon
440
DNP Select Income Fund
DNP
$4.09B
$192K 0.02%
16,680
+60
+0.4% +$673
AMLP icon
441
Alerian MLP ETF
AMLP
$13.3B
$191K 0.02%
3,803
– –
CHI
442
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$187K 0.02%
18,426
– –
SRCI
443
DELISTED
SRC Energy Inc
SRCI
$185K 0.02%
36,192
– –
TEVA icon
444
Teva Pharmaceuticals
TEVA
$42.1B
$181K 0.02%
+11,571
New +$204K
CHW
445
Calamos Global Dynamic Income Fund
CHW
$555M
$179K 0.02%
22,399
– –
MFIN icon
446
Medallion Financial
MFIN
$249M
$177K 0.02%
25,600
– –
NE
447
DELISTED
Noble Corporation
NE
$177K 0.02%
+61,743
New +$192K
PMO
448
Franklin Municipal Opportunities Trust
PMO
$285M
$175K 0.02%
14,300
– –
DGII icon
449
Digi International
DGII
$3.14B
$171K 0.02%
13,500
– –
EOI
450
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$167K 0.02%
11,639
– –
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.