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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
401
Neurocrine Biosciences
NBIX
$16.5B
$221K 0.02%
+1,681
New +$193K
VXF icon
402
Vanguard Extended Market ETF
VXF
$31.9B
$221K 0.02%
+1,347
New +$198K
VGT icon
403
Vanguard Information Technology ETF
VGT
$147B
$216K 0.02%
+3,576
New +$199K
ITOT icon
404
iShares Core S&P Total US Stock Market ETF
ITOT
$97.6B
$214K 0.02%
+2,037
New +$200K
PSEC icon
405
Prospect Capital
PSEC
$1.15B
$214K 0.02%
35,750
-42,988
-55% -$248K
SPYM
406
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$214K 0.02%
+3,825
New +$200K
PIM
407
Franklin Master Intermediate Income Trust
PIM
$153M
$211K 0.02%
66,272
– –
BLK icon
408
Blackrock
BLK
$177B
$211K 0.02%
260
-290
-53% -$202K
CION icon
409
CION Investment
CION
$373M
$211K 0.02%
18,616
– –
ICLR icon
410
Icon
ICLR
$12.8B
$209K 0.02%
+740
New +$191K
ULTA icon
411
Ulta Beauty
ULTA
$23.4B
$209K 0.02%
+427
New +$180K
NKSH icon
412
National Bankshares
NKSH
$268M
$209K 0.02%
+6,464
New +$174K
TSM icon
413
TSMC
TSM
$2.19T
$209K 0.02%
+2,006
New +$191K
CRSP icon
414
CRISPR Therapeutics
CRSP
$5.21B
$208K 0.02%
+3,327
New +$184K
SONO icon
415
Sonos
SONO
$1.81B
$207K 0.02%
12,084
– –
XEL icon
416
Xcel Energy
XEL
$48.5B
$207K 0.02%
+3,336
New +$200K
WBD icon
417
Warner Bros
WBD
$67.9B
$204K 0.02%
17,912
-1,533
-8% -$16.5K
FLO icon
418
Flowers Foods
FLO
$1.53B
$203K 0.02%
+9,000
New +$194K
FTEC icon
419
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$201K 0.02%
+1,400
New +$185K
NLY icon
420
Annaly Capital Management
NLY
$17.5B
$201K 0.02%
10,360
-5,395
-34% -$96.2K
BLE
421
DELISTED
BlackRock Municipal Income Trust II
BLE
$197K 0.02%
18,465
– –
OMER icon
422
Omeros
OMER
$982M
$197K 0.02%
60,125
– –
VALE icon
423
Vale
VALE
$61.2B
$190K 0.01%
12,010
-50
-0.4% -$717
DIAX
424
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$188K 0.01%
13,410
– –
PPT
425
Franklin Premier Income Trust
PPT
$331M
$183K 0.01%
51,176
– –
15 16
17
18 19

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.