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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABR icon
401
Arbor Realty Trust
ABR
$998M
$181K 0.02%
11,938
-7,090
-37% -$112K
GAB icon
402
Gabelli Equity Trust
GAB
$1.8B
$176K 0.02%
34,380
– –
OMER icon
403
Omeros
OMER
$984M
$176K 0.02%
60,125
– –
PPT
404
Franklin Premier Income Trust
PPT
$332M
$171K 0.02%
51,176
– –
BLE
405
DELISTED
BlackRock Municipal Income Trust II
BLE
$169K 0.02%
18,465
– –
MFIN icon
406
Medallion Financial
MFIN
$253M
$168K 0.02%
24,000
– –
VALE icon
407
Vale
VALE
$60.9B
$162K 0.01%
12,060
-400
-3% -$5.44K
MMT
408
Aberdeen Multi-Market Income Fund
MMT
$244M
$160K 0.01%
37,500
– –
ETB
409
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$159K 0.01%
12,610
– –
SONO icon
410
Sonos
SONO
$1.78B
$156K 0.01%
12,084
+4
+0% +$59
GHY
411
PGIM Global High Yield Fund
GHY
$482M
$151K 0.01%
14,000
– –
NZF icon
412
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$148K 0.01%
14,184
– –
NAD icon
413
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$147K 0.01%
14,533
– –
AOD
414
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$147K 0.01%
19,480
– –
AVXL icon
415
Anavex Life Sciences
AVXL
$325M
$142K 0.01%
21,750
– –
PHK
416
PIMCO High Income Fund
PHK
$875M
$140K 0.01%
31,623
– –
ZTR
417
Virtus Total Return Fund
ZTR
$338M
$136K 0.01%
28,314
– –
VKQ icon
418
Invesco Municipal Trust
VKQ
$545M
$133K 0.01%
16,000
-4,000
-20% -$36.7K
REI icon
419
Ring Energy
REI
$357M
$133K 0.01%
68,000
– –
HYI
420
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$126K 0.01%
11,000
– –
CLM icon
421
Cornerstone Strategic Value Fund
CLM
$2.25B
$125K 0.01%
15,769
+177
+1% +$1.46K
BPT
422
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$121K 0.01%
16,963
– –
SRTS icon
423
Sensus Healthcare
SRTS
$51M
$118K 0.01%
42,600
– –
ELP
424
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$114K 0.01%
16,250
– –
MHI
425
DELISTED
Pioneer Municipal High Income Fund
MHI
$112K 0.01%
15,500
– –
15 16
17
18 19

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.