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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
401
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$277K 0.02%
19,484
-30
-0.2% -$440
PEG icon
402
Public Service Enterprise Group
PEG
$37.5B
$277K 0.02%
4,548
– –
XLI icon
403
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$276K 0.02%
2,817
+1
+0% +$103
STWD icon
404
Starwood Property Trust
STWD
$6.2B
$275K 0.02%
11,250
+750
+7% +$19.2K
SCHW
405
Charles Schwab
SCHW
$186B
$274K 0.02%
3,759
+5
+0.1% +$357
PIM
406
Franklin Master Intermediate Income Trust
PIM
$153M
$270K 0.02%
66,272
– –
HASI icon
407
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.31B
$269K 0.02%
5,030
– –
MRNA icon
408
CALL
Moderna
MRNA
$24.1B
$269K 0.02%
+700
New +$258K
TROW icon
409
T. Rowe Price
TROW
$24.3B
$268K 0.02%
1,366
+109
+9% +$23K
PFBC icon
410
Preferred Bank
PFBC
$1.27B
$267K 0.02%
4,000
– –
IVV icon
411
iShares Core S&P 500 ETF
IVV
$902B
$266K 0.02%
617
+14
+2% +$6.2K
STK
412
Columbia Seligman Premium Technology Growth Fund
STK
$925M
$264K 0.02%
8,012
+950
+13% +$32.1K
BLK icon
413
Blackrock
BLK
$177B
$262K 0.02%
313
+14
+5% +$12.5K
PSX icon
414
Phillips 66
PSX
$89.4B
$262K 0.02%
3,738
+162
+5% +$11.7K
ARES icon
415
Ares Management
ARES
$32.4B
$261K 0.02%
3,534
+275
+8% +$19.8K
CMG icon
416
Chipotle Mexican Grill
CMG
$40.5B
$260K 0.02%
7,150
-400
-5% -$14.6K
VOE icon
417
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$260K 0.02%
1,863
– –
WEN icon
418
Wendy's
WEN
$1.42B
$260K 0.02%
12,000
– –
AEP icon
419
American Electric Power
AEP
$67.3B
$259K 0.02%
3,182
-25
-0.8% -$2.18K
PKW icon
420
Invesco BuyBack Achievers ETF
PKW
$1.78B
$257K 0.02%
+2,851
New +$262K
OLED icon
421
Universal Display
OLED
$4.3B
$256K 0.02%
1,500
– –
GGG icon
422
Graco
GGG
$13.6B
$254K 0.02%
3,625
– –
NVG icon
423
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$253K 0.02%
14,728
– –
GIS icon
424
General Mills
GIS
$20.2B
$252K 0.02%
4,226
-1,800
-30% -$106K
NEAR icon
425
iShares Short Maturity Bond ETF
NEAR
$4.88B
$251K 0.02%
5,000
– –
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.