We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
401
iShares Russell 2000 Growth ETF
IWO
$14.9B
$213K 0.02%
+992
New +$201K
PTY icon
402
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$211K 0.02%
+11,101
New +$205K
GGN
403
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$825M
$210K 0.02%
47,680
-30,000
-39% -$128K
AN icon
404
AutoNation
AN
$6.87B
$208K 0.02%
4,268
– –
FBIN icon
405
Fortune Brands Innovations
FBIN
$5.77B
$208K 0.02%
+3,724
New +$196K
TDY icon
406
Teledyne Technologies
TDY
$32.1B
$208K 0.02%
+600
New +$202K
UL icon
407
Unilever
UL
$134B
$207K 0.02%
3,220
-69
-2% -$4.58K
PCI
408
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$207K 0.02%
8,213
– –
GWW icon
409
W.W. Grainger
GWW
$60.7B
$206K 0.02%
+609
New +$193K
SBRA icon
410
Sabra Healthcare REIT
SBRA
$5.27B
$206K 0.02%
+9,671
New +$217K
HYI
411
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$205K 0.02%
13,100
– –
ERC
412
Allspring Multi-Sector Income Fund
ERC
$260M
$204K 0.02%
15,815
-4,000
-20% -$50.4K
IJH icon
413
iShares Core S&P Mid-Cap ETF
IJH
$127B
$203K 0.02%
+4,920
New +$195K
BXMX
414
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$202K 0.02%
14,659
-2,979
-17% -$40.3K
FE icon
415
FirstEnergy
FE
$27B
$201K 0.02%
4,128
-1,499
-27% -$71.6K
HIG icon
416
Hartford Financial Services
HIG
$38.9B
$201K 0.02%
+3,299
New +$198K
DNP icon
417
DNP Select Income Fund
DNP
$4.08B
$200K 0.02%
15,640
– –
CHW
418
Calamos Global Dynamic Income Fund
CHW
$549M
$195K 0.02%
22,399
– –
BBF
419
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$194K 0.02%
14,492
– –
ORAN
420
DELISTED
Orange
ORAN
$190K 0.02%
13,000
– –
DSU icon
421
BlackRock Debt Strategies Fund
DSU
$597M
$188K 0.02%
16,784
– –
PMO
422
Franklin Municipal Opportunities Trust
PMO
$284M
$188K 0.02%
14,300
– –
MFIN icon
423
Medallion Financial
MFIN
$249M
$186K 0.02%
25,600
– –
EOI
424
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$185K 0.02%
11,639
– –
RAD
425
DELISTED
Rite Aid Corporation
RAD
$184K 0.02%
11,903
-319
-3% -$3.12K
15 16
17
18 19

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.