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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
401
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$201K 0.02%
+8,213
New +$199K
HWM icon
402
Howmet Aerospace
HWM
$113B
$200K 0.02%
10,023
-616
-6% -$12.1K
HYI
403
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$199K 0.02%
13,100
– –
ARR
404
Armour Residential REIT
ARR
$2.34B
$195K 0.02%
2,325
+280
+14% +$24.5K
CLF icon
405
Cleveland-Cliffs
CLF
$7.13B
$192K 0.02%
26,620
-2,785
-9% -$25.1K
PMO
406
Franklin Municipal Opportunities Trust
PMO
$285M
$187K 0.02%
14,300
– –
DGII icon
407
Digi International
DGII
$3.14B
$184K 0.02%
13,500
– –
LUMN icon
408
Lumen
LUMN
$6.85B
$184K 0.02%
14,768
-368
-2% -$4.37K
DSU icon
409
BlackRock Debt Strategies Fund
DSU
$601M
$180K 0.02%
16,784
+3,000
+22% +$32.4K
RQI icon
410
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$180K 0.02%
11,336
-5,497
-33% -$80.8K
GGT
411
Gabelli Multimedia Trust
GGT
$176M
$178K 0.02%
22,232
+2,132
+11% +$17.5K
EOI
412
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$176K 0.02%
11,639
– –
CHW
413
Calamos Global Dynamic Income Fund
CHW
$555M
$175K 0.02%
22,399
– –
AMLP icon
414
Alerian MLP ETF
AMLP
$13.3B
$174K 0.02%
3,803
– –
JPS
415
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$174K 0.02%
17,700
– –
SRCI
416
DELISTED
SRC Energy Inc
SRCI
$169K 0.02%
36,192
– –
MFIN icon
417
Medallion Financial
MFIN
$249M
$164K 0.02%
25,600
– –
AOD
418
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$163K 0.02%
19,486
– –
HYB
419
DELISTED
New America High Income Fund, Inc.
HYB
$161K 0.02%
18,220
– –
IVR icon
420
Invesco Mortgage Capital
IVR
$795M
$157K 0.02%
+1,026
New +$163K
BKD icon
421
Brookdale Senior Living
BKD
$3.27B
$155K 0.02%
20,500
– –
BLE
422
DELISTED
BlackRock Municipal Income Trust II
BLE
$152K 0.02%
10,167
– –
BOE icon
423
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$150K 0.02%
14,344
– –
CRESY
424
Cresud
CRESY
$767M
$148K 0.02%
26,713
+5,342
+25% +$40.5K
BWG
425
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$145K 0.02%
12,000
– –
15 16
17
18 19

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.