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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSP icon
401
Invesco Global Listed Private Equity ETF
PSP
$244M
$234K 0.03%
4,086
– –
V icon
402
CALL
Visa
V
$675B
$234K 0.03%
+1,500
New +$216K
PACW
403
DELISTED
PacWest Bancorp
PACW
$234K 0.03%
6,233
– –
VXF icon
404
Vanguard Extended Market ETF
VXF
$31.8B
$230K 0.03%
+1,990
New +$223K
EEM icon
405
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$229K 0.03%
5,333
– –
OLED icon
406
Universal Display
OLED
$4.16B
$229K 0.03%
+1,500
New +$186K
AXON
407
Axon Enterprise
AXON
$48.4B
$228K 0.03%
+4,185
New +$214K
BNY
408
Bank of New York Mellon
BNY
$108B
$228K 0.03%
4,526
– –
LIN icon
409
Linde
LIN
$227B
$226K 0.03%
1,284
+1
+0.1% +$166
XLV icon
410
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$221K 0.03%
2,411
-123
-5% -$11.1K
SCHE icon
411
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$220K 0.03%
+8,464
New +$214K
TTWO icon
412
Take-Two Interactive
TTWO
$47.4B
$219K 0.03%
2,325
-50
-2% -$4.85K
UTG icon
413
Reaves Utility Income Fund
UTG
$3.59B
$219K 0.03%
+6,500
New +$205K
SJNK icon
414
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$218K 0.03%
8,000
– –
KMX icon
415
CarMax
KMX
$8.34B
$216K 0.03%
+3,095
New +$191K
NEA icon
416
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$216K 0.03%
16,186
– –
RQI icon
417
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$215K 0.03%
16,833
– –
GGG icon
418
Graco
GGG
$13.5B
$214K 0.03%
4,329
-3,768
-47% -$171K
FLO icon
419
Flowers Foods
FLO
$1.51B
$213K 0.03%
10,000
– –
MMT
420
Aberdeen Multi-Market Income Fund
MMT
$242M
$213K 0.03%
37,500
– –
UL icon
421
Unilever
UL
$135B
$213K 0.03%
+3,288
New +$200K
ORAN
422
DELISTED
Orange
ORAN
$212K 0.03%
13,000
-736
-5% -$11.4K
PWOD
423
DELISTED
Penns Woods Bancorp
PWOD
$206K 0.03%
7,508
– –
CXE
424
DELISTED
MFS High Income Municipal Trust
CXE
$205K 0.02%
40,200
– –
BIV icon
425
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$204K 0.02%
+2,435
New +$200K
15 16
17
18 19

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LC
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CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.