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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
401
PGIM Global High Yield Fund
GHY
$479M
$187K 0.03%
14,500
– –
CXE
402
DELISTED
MFS High Income Municipal Trust
CXE
$186K 0.03%
40,200
– –
FLO icon
403
Flowers Foods
FLO
$1.51B
$185K 0.03%
+10,000
New +$192K
NVG icon
404
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$184K 0.03%
13,133
-1,401
-10% -$19.2K
FAX
405
abrdn Asia-Pacific Income Fund
FAX
$604M
$181K 0.03%
+7,778
New +$186K
RQI icon
406
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$174K 0.03%
16,833
– –
BBF
407
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$174K 0.03%
14,492
– –
DNP icon
408
DNP Select Income Fund
DNP
$4.09B
$173K 0.03%
16,620
– –
HYI
409
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$172K 0.03%
13,100
– –
SRCI
410
DELISTED
SRC Energy Inc
SRCI
$170K 0.03%
36,192
– –
AMLP icon
411
Alerian MLP ETF
AMLP
$13.3B
$166K 0.03%
3,803
+644
+20% +$31.6K
CHI
412
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$163K 0.03%
18,426
-5,150
-22% -$51.3K
PMO
413
Franklin Municipal Opportunities Trust
PMO
$285M
$161K 0.03%
14,300
– –
AWF
414
AllianceBernstein Global High Income Fund
AWF
$870M
$154K 0.02%
14,649
– –
EOI
415
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$151K 0.02%
11,639
– –
CHW
416
Calamos Global Dynamic Income Fund
CHW
$555M
$147K 0.02%
22,399
– –
AOD
417
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$140K 0.02%
19,486
-19,990
-51% -$159K
HYB
418
DELISTED
New America High Income Fund, Inc.
HYB
$138K 0.02%
18,260
– –
BKD icon
419
Brookdale Senior Living
BKD
$3.27B
$137K 0.02%
20,500
– –
DGII icon
420
Digi International
DGII
$3.14B
$136K 0.02%
13,500
– –
BOE icon
421
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$134K 0.02%
+14,344
New +$145K
BLE
422
DELISTED
BlackRock Municipal Income Trust II
BLE
$131K 0.02%
+10,167
New +$130K
RGSE
423
DELISTED
Real Goods Solar, Inc. Class A
RGSE
$131K 0.02%
250,000
+90,000
+56% +$41.8K
CLF icon
424
Cleveland-Cliffs
CLF
$7.13B
$127K 0.02%
16,450
-10,450
-39% -$105K
GGT
425
Gabelli Multimedia Trust
GGT
$176M
$127K 0.02%
18,285
+1,591
+10% +$12.9K
15 16
17
18 19

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MW
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.