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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
401
HF Sinclair
DINO
$14.5B
$246K 0.03%
4,807
-3,000
-38% -$127K
EPR icon
402
EPR Properties
EPR
$4.77B
$245K 0.03%
3,738
-2,796
-43% -$191K
TCP
403
DELISTED
TC Pipelines LP
TCP
$244K 0.03%
4,600
– –
GDV icon
404
Gabelli Dividend & Income Trust
GDV
$2.66B
$243K 0.03%
10,397
+15
+0.1% +$339
TOTL icon
405
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$243K 0.03%
5,000
– –
EBAY icon
406
eBay
EBAY
$49.8B
$242K 0.03%
6,402
-100
-2% -$3.71K
GME icon
407
GameStop
GME
$8.6B
$242K 0.03%
54,000
-5,488
-9% -$25.6K
REM icon
408
iShares Mortgage Real Estate ETF
REM
$548M
$240K 0.03%
5,300
+142
+3% +$6.53K
TSLA icon
409
Tesla
TSLA
$1.3T
$240K 0.03%
11,565
-1,950
-14% -$42.4K
SCCO icon
410
Southern Copper
SCCO
$166B
$239K 0.03%
5,432
+5
+0.1% +$201
ORAN
411
DELISTED
Orange
ORAN
$239K 0.03%
13,736
– –
PSP icon
412
Invesco Global Listed Private Equity ETF
PSP
$246M
$238K 0.03%
3,820
– –
NS
413
DELISTED
NuStar Energy L.P.
NS
$238K 0.03%
7,936
-443
-5% -$14.4K
AAV
414
DELISTED
Advantage Oil & Gas Ltd
AAV
$238K 0.03%
55,400
– –
APD icon
415
Air Products & Chemicals
APD
$67.6B
$235K 0.03%
1,431
– –
PFBC icon
416
Preferred Bank
PFBC
$1.25B
$235K 0.03%
4,000
-115
-3% -$6.98K
SCHV
417
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$235K 0.03%
12,900
– –
VGR
418
DELISTED
Vector Group Ltd.
VGR
$234K 0.03%
16,242
+13
+0.1% +$181
PWOD
419
DELISTED
Penns Woods Bancorp
PWOD
$233K 0.03%
7,508
– –
SJNK icon
420
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$232K 0.03%
8,407
– –
VIG icon
421
Vanguard Dividend Appreciation ETF
VIG
$114B
$231K 0.03%
2,264
-78
-3% -$7.68K
AMD icon
422
Advanced Micro Devices
AMD
$789B
$229K 0.03%
22,275
-9,700
-30% -$113K
AN icon
423
AutoNation
AN
$6.92B
$229K 0.03%
4,468
– –
EVT icon
424
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$229K 0.03%
9,835
+22
+0.2% +$497
ICLR icon
425
Icon
ICLR
$12.7B
$229K 0.03%
2,040
-90
-4% -$10.4K
15 16
17
18 19

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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.