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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
401
DELISTED
Marathon Oil Corporation
MRO
$301K 0.04%
17,375
+3,655
+27% +$58.7K
SPG icon
402
Simon Property Group
SPG
$71.5B
$300K 0.04%
1,688
+530
+46% +$98.4K
STZ icon
403
Constellation Brands
STZ
$22.8B
$299K 0.04%
1,950
+300
+18% +$47.7K
FDML
404
DELISTED
Federal-Mogul Holdings Corporation
FDML
$299K 0.04%
29,000
+4,000
+16% +$38.8K
PH icon
405
Parker-Hannifin
PH
$135B
$298K 0.04%
2,125
+400
+23% +$53.2K
SAVE
406
DELISTED
Spirit Airlines, Inc.
SAVE
$297K 0.04%
+5,128
New +$264K
AEE icon
407
Ameren
AEE
$29.8B
$296K 0.04%
5,648
+1,117
+25% +$55.4K
NEE icon
408
NextEra Energy
NEE
$176B
$296K 0.04%
9,908
+2,508
+34% +$74.9K
PEY icon
409
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$296K 0.04%
17,474
– –
VIG icon
410
Vanguard Dividend Appreciation ETF
VIG
$114B
$295K 0.04%
3,460
-3,666
-51% -$308K
HL icon
411
Hecla Mining
HL
$11.3B
$294K 0.04%
56,201
+6,201
+12% +$36.4K
PGF icon
412
Invesco Financial Preferred ETF
PGF
$670M
$291K 0.04%
16,223
+3,223
+25% +$59.2K
CVLT icon
413
Commault Systems
CVLT
$5.65B
$290K 0.04%
+5,641
New +$303K
LEG icon
414
Leggett & Platt
LEG
$1.3B
$290K 0.04%
5,923
+150
+3% +$7.13K
ET icon
415
Energy Transfer Partners
ET
$70.5B
$289K 0.04%
14,979
-11,900
-44% -$199K
RIG icon
416
Transocean
RIG
$6.05B
$288K 0.04%
19,510
+2,303
+13% +$27.3K
TEVA icon
417
Teva Pharmaceuticals
TEVA
$41.4B
$287K 0.04%
+7,918
New +$316K
YHOO
418
DELISTED
Yahoo Inc
YHOO
$287K 0.04%
7,412
+770
+12% +$31.6K
ORLY icon
419
O'Reilly Automotive
ORLY
$75.7B
$284K 0.04%
15,300
-50,580
-77% -$924K
DINO icon
420
HF Sinclair
DINO
$15B
$282K 0.04%
+8,607
New +$239K
AXON
421
Axon Enterprise
AXON
$46.5B
$280K 0.04%
11,555
+534
+5% +$13.2K
RPM icon
422
RPM International
RPM
$14.8B
$280K 0.04%
+5,202
New +$266K
IWS icon
423
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$279K 0.04%
+3,463
New +$270K
TY icon
424
TRI-Continental Corp
TY
$1.9B
$279K 0.04%
+12,666
New +$272K
EOG icon
425
EOG Resources
EOG
$72.8B
$278K 0.04%
2,749
+281
+11% +$27.4K
15 16
17
18 19

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.