We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
401
CSX Corp
CSX
$92.8B
$259K 0.03%
25,512
+12
+0% +$113
VBR icon
402
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$259K 0.03%
2,340
+430
+23% +$47.2K
BBDC icon
403
Barings BDC
BBDC
$980M
$256K 0.03%
13,005
– –
DOX icon
404
Amdocs
DOX
$6.22B
$256K 0.03%
4,433
-790
-15% -$46.5K
RDS.B
405
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$256K 0.03%
4,853
+100
+2% +$5.35K
STRP
406
DELISTED
Straight Path Communications Inc.
STRP
$256K 0.03%
+10,000
New +$239K
RTN
407
DELISTED
Raytheon Company
RTN
$255K 0.03%
1,875
+1
+0.1% +$139
TOTL icon
408
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$251K 0.03%
5,000
– –
XLP icon
409
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$251K 0.03%
4,712
+1,055
+29% +$57.5K
SRCI
410
DELISTED
SRC Energy Inc
SRCI
$251K 0.03%
36,192
– –
TXT icon
411
Textron
TXT
$15.3B
$250K 0.03%
6,300
+400
+7% +$15.8K
DIV icon
412
Global X SuperDividend US ETF
DIV
$775M
$249K 0.03%
10,000
– –
MBFI
413
DELISTED
MB Financial Corp
MBFI
$249K 0.03%
6,558
– –
PGF icon
414
Invesco Financial Preferred ETF
PGF
$667M
$248K 0.03%
13,000
+2,000
+18% +$38.5K
DOC icon
415
Healthpeak Properties
DOC
$14.4B
$247K 0.03%
7,144
-663
-8% -$23.2K
FONR
416
DELISTED
Fonar
FONR
$247K 0.03%
12,030
-100
-0.8% -$2.12K
SPHD icon
417
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$245K 0.03%
6,290
– –
HUM icon
418
Humana
HUM
$46.3B
$243K 0.03%
1,371
-603
-31% -$105K
SPG icon
419
Simon Property Group
SPG
$71.5B
$240K 0.03%
1,158
– –
FDML
420
DELISTED
Federal-Mogul Holdings Corporation
FDML
$240K 0.03%
25,000
– –
EOG icon
421
EOG Resources
EOG
$74.6B
$239K 0.03%
2,468
-912
-27% -$80.1K
UA icon
422
Under Armour Class C
UA
$2.42B
$239K 0.03%
7,059
-1,089
-13% -$39.3K
NVS icon
423
Novartis
NVS
$298B
$238K 0.03%
3,364
-167
-5% -$12.2K
PPG icon
424
PPG Industries
PPG
$25.7B
$238K 0.03%
+2,298
New +$241K
TGNA
425
DELISTED
TEGNA Inc
TGNA
$238K 0.03%
17,031
– –
15 16
17
18 19

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.