We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
401
DELISTED
Yahoo Inc
YHOO
$295K 0.04%
8,009
-90
-1% -$2.82K
AMLP icon
402
Alerian MLP ETF
AMLP
$13.3B
$294K 0.04%
5,378
+16
+0.3% +$813
CRUS icon
403
Cirrus Logic
CRUS
$6.11B
$294K 0.04%
+8,065
New +$261K
EAD
404
Allspring Income Opportunities Fund
EAD
$378M
$292K 0.04%
38,584
-7,103
-16% -$50.9K
CTSH icon
405
Cognizant
CTSH
$26.3B
$287K 0.04%
4,573
-400
-8% -$23.3K
URI icon
406
United Rentals
URI
$70.8B
$286K 0.04%
4,600
-2,000
-30% -$111K
ET icon
407
Energy Transfer Partners
ET
$70.9B
$283K 0.03%
+39,633
New +$311K
BFK
408
DELISTED
BlackRock Municipal Income Trust
BFK
$282K 0.03%
+18,496
New +$278K
APC
409
DELISTED
Anadarko Petroleum
APC
$282K 0.03%
6,056
+200
+3% +$8.12K
SRCI
410
DELISTED
SRC Energy Inc
SRCI
$281K 0.03%
36,192
-159,211
-81% -$1.07M
LEG icon
411
Leggett & Platt
LEG
$1.29B
$279K 0.03%
5,773
+100
+2% +$4.33K
INTU icon
412
Intuit
INTU
$91.5B
$278K 0.03%
2,677
– –
IWM icon
413
iShares Russell 2000 ETF
IWM
$81.5B
$274K 0.03%
2,473
+21
+0.9% +$2.17K
FLG
414
Flagstar Bank National Association
FLG
$5.84B
$274K 0.03%
5,740
+398
+7% +$18.4K
VGR
415
DELISTED
Vector Group Ltd.
VGR
$273K 0.03%
20,486
+2,706
+15% +$36K
VCSH icon
416
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$271K 0.03%
+3,384
New +$268K
DPZ icon
417
Domino's
DPZ
$11.5B
$270K 0.03%
+2,050
New +$244K
SLV icon
418
iShares Silver Trust
SLV
$32B
$268K 0.03%
18,285
-4,500
-20% -$63.9K
TGNA
419
DELISTED
TEGNA Inc
TGNA
$267K 0.03%
17,813
-92,932
-84% -$1.41M
XLI icon
420
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$265K 0.03%
4,770
-127
-3% -$6.57K
CIM
421
Chimera Investment
CIM
$980M
$260K 0.03%
6,381
-6,939
-52% -$270K
EPR icon
422
EPR Properties
EPR
$4.63B
$260K 0.03%
3,896
+1
+0% +$61
PMM
423
Franklin Managed Municipal Income Trust
PMM
$272M
$260K 0.03%
34,100
-307,451
-90% -$2.3M
VB icon
424
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$256K 0.03%
2,300
– –
VKQ icon
425
Invesco Municipal Trust
VKQ
$547M
$256K 0.03%
19,250
– –
15 16
17
18 19

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.