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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
376
iShares S&P 500 Growth ETF
IVW
$77B
$305K 0.02%
+3,640
New +$293K
VT icon
377
Vanguard Total World Stock ETF
VT
$81.1B
$305K 0.02%
2,843
+406
+17% +$43.1K
PEG icon
378
Public Service Enterprise Group
PEG
$37.4B
$304K 0.02%
4,548
– –
AB icon
379
AllianceBernstein
AB
$3.47B
$303K 0.02%
6,201
+100
+2% +$5.23K
ISTB icon
380
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$303K 0.02%
6,000
– –
PSP icon
381
Invesco Global Listed Private Equity ETF
PSP
$249M
$303K 0.02%
3,915
– –
NOW icon
382
ServiceNow
NOW
$131B
$302K 0.02%
2,330
-95
-4% -$12.5K
PEY icon
383
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$300K 0.02%
14,250
+2
+0% +$41
XLI icon
384
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$298K 0.02%
2,817
– –
ARES icon
385
Ares Management
ARES
$32.5B
$297K 0.02%
3,661
+127
+4% +$10.3K
STK
386
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$297K 0.02%
8,022
+10
+0.1% +$361
PFXF icon
387
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$296K 0.02%
13,500
+250
+2% +$5.38K
IVV icon
388
iShares Core S&P 500 ETF
IVV
$902B
$294K 0.02%
617
– –
ATVI
389
DELISTED
Activision Blizzard
ATVI
$294K 0.02%
4,429
-2,466
-36% -$169K
GGG icon
390
Graco
GGG
$13.6B
$292K 0.02%
3,625
– –
BNTX icon
391
BioNTech
BNTX
$23.2B
$291K 0.02%
1,129
– –
ICLR icon
392
Icon
ICLR
$12.7B
$291K 0.02%
+940
New +$263K
OXY icon
393
CALL
Occidental Petroleum
OXY
$59.1B
$290K 0.02%
10,000
-10,000
-50% -$314K
BITO icon
394
ProShares Bitcoin Strategy ETF
BITO
$1.43B
$289K 0.02%
+10,000
New +$360K
MS icon
395
Morgan Stanley
MS
$339B
$289K 0.02%
2,945
+48
+2% +$4.78K
ORLY icon
396
O'Reilly Automotive
ORLY
$75.3B
$288K 0.02%
6,120
– –
PFBC icon
397
Preferred Bank
PFBC
$1.26B
$287K 0.02%
4,000
– –
TROW icon
398
T. Rowe Price
TROW
$24.3B
$287K 0.02%
1,457
+91
+7% +$18.5K
AEP icon
399
American Electric Power
AEP
$67.2B
$285K 0.02%
3,204
+22
+0.7% +$1.86K
BXMX
400
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$285K 0.02%
19,484
– –
14 15
16
17 18

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.