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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOAT icon
376
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$239K 0.02%
+4,370
New +$231K
VXF icon
377
Vanguard Extended Market ETF
VXF
$31.9B
$239K 0.02%
1,900
+100
+6% +$12.1K
IEP icon
378
Icahn Enterprises
IEP
$5.31B
$238K 0.02%
3,878
-640
-14% -$41.4K
HWM icon
379
Howmet Aerospace
HWM
$113B
$237K 0.02%
10,025
+2
+0% +$45
EEM icon
380
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$234K 0.02%
5,211
+50
+1% +$2.15K
TTD icon
381
Trade Desk
TTD
$6.05B
$233K 0.02%
+8,950
New +$201K
SPLK
382
DELISTED
Splunk Inc
SPLK
$232K 0.02%
+1,550
New +$203K
ETW
383
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$231K 0.02%
22,298
– –
MMT
384
Aberdeen Multi-Market Income Fund
MMT
$242M
$230K 0.02%
37,500
– –
TMP icon
385
Tompkins Financial
TMP
$1.41B
$229K 0.02%
2,500
– –
AMAT icon
386
Applied Materials
AMAT
$421B
$228K 0.02%
3,736
-5,498
-60% -$309K
BNY
387
Bank of New York Mellon
BNY
$109B
$228K 0.02%
4,526
– –
KSS icon
388
Kohl's
KSS
$2.18B
$227K 0.02%
4,451
+48
+1% +$2.44K
PARA
389
DELISTED
Paramount Global Class B
PARA
$226K 0.02%
+5,381
New +$208K
VOOG icon
390
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$226K 0.02%
7,788
– –
STLD icon
391
Steel Dynamics
STLD
$38B
$223K 0.02%
+6,544
New +$209K
TMO icon
392
Thermo Fisher Scientific
TMO
$220B
$221K 0.02%
+679
New +$206K
NS
393
DELISTED
NuStar Energy L.P.
NS
$220K 0.02%
8,505
– –
ARR
394
Armour Residential REIT
ARR
$2.34B
$219K 0.02%
2,450
+125
+5% +$10.7K
GHY
395
PGIM Global High Yield Fund
GHY
$482M
$218K 0.02%
14,500
– –
CRESY
396
Cresud
CRESY
$763M
$217K 0.02%
32,056
+5,343
+20% +$27.6K
FLO icon
397
Flowers Foods
FLO
$1.52B
$217K 0.02%
10,000
– –
IIIV icon
398
i3 Verticals
IIIV
$325M
$217K 0.02%
+7,692
New +$181K
SUN icon
399
Sunoco
SUN
$13.5B
$217K 0.02%
+7,085
New +$223K
CXE
400
DELISTED
MFS High Income Municipal Trust
CXE
$216K 0.02%
40,200
– –
14 15
16
17 18

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.