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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
376
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$230K 0.02%
9,164
+500
+6% +$12.7K
SRPT icon
377
Sarepta Therapeutics
SRPT
$1.81B
$226K 0.02%
3,000
+1,350
+82% +$159K
ANET icon
378
Arista Networks
ANET
$242B
$225K 0.02%
15,040
– –
MMT
379
Aberdeen Multi-Market Income Fund
MMT
$242M
$222K 0.02%
37,500
– –
UL icon
380
Unilever
UL
$135B
$222K 0.02%
3,289
– –
USMV icon
381
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$222K 0.02%
+3,464
New +$219K
CXE
382
DELISTED
MFS High Income Municipal Trust
CXE
$221K 0.02%
40,200
– –
KSS icon
383
Kohl's
KSS
$2.16B
$219K 0.02%
4,403
-82
-2% -$4.02K
AN icon
384
AutoNation
AN
$6.88B
$216K 0.02%
+4,268
New +$201K
ETW
385
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$215K 0.02%
22,298
+200
+0.9% +$1.93K
EPR icon
386
EPR Properties
EPR
$4.63B
$213K 0.02%
+2,776
New +$211K
EEM icon
387
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$211K 0.02%
5,161
– –
PFBC icon
388
Preferred Bank
PFBC
$1.25B
$210K 0.02%
+4,000
New +$204K
VOOG icon
389
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$210K 0.02%
7,788
– –
VXF icon
390
Vanguard Extended Market ETF
VXF
$31.8B
$209K 0.02%
1,800
-240
-12% -$28.3K
GHY
391
PGIM Global High Yield Fund
GHY
$479M
$208K 0.02%
14,500
– –
AWF
392
AllianceBernstein Global High Income Fund
AWF
$870M
$206K 0.02%
17,140
+41
+0.2% +$486
BNY
393
Bank of New York Mellon
BNY
$108B
$205K 0.02%
4,526
– –
SHOP icon
394
Shopify
SHOP
$200B
$204K 0.02%
6,540
-510
-7% -$17.5K
TMP icon
395
Tompkins Financial
TMP
$1.4B
$203K 0.02%
2,500
– –
TCP
396
DELISTED
TC Pipelines LP
TCP
$203K 0.02%
+5,000
New +$195K
BBF
397
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$203K 0.02%
14,492
– –
ORAN
398
DELISTED
Orange
ORAN
$202K 0.02%
13,000
– –
DNP icon
399
DNP Select Income Fund
DNP
$4.09B
$201K 0.02%
15,640
+655
+4% +$8.11K
GDV icon
400
Gabelli Dividend & Income Trust
GDV
$2.67B
$201K 0.02%
9,367
– –
14 15
16
17 18

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.