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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
376
Occidental Petroleum
OXY
$58.6B
$256K 0.03%
3,873
+306
+9% +$20.2K
WDC icon
377
Western Digital
WDC
$151B
$256K 0.03%
7,038
-397
-5% -$13.6K
PEY icon
378
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$255K 0.03%
14,270
-2,350
-14% -$40.6K
XLE icon
379
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$251K 0.03%
+7,600
New +$244K
NS
380
DELISTED
NuStar Energy L.P.
NS
$251K 0.03%
+9,330
New +$241K
LEG icon
381
Leggett & Platt
LEG
$1.29B
$248K 0.03%
5,873
– –
LYFT icon
382
Lyft
LYFT
$6.55B
$247K 0.03%
+3,149
New +$247K
AABA
383
DELISTED
Altaba Inc
AABA
$246K 0.03%
+3,317
New +$228K
FE icon
384
FirstEnergy
FE
$27.1B
$243K 0.03%
5,837
-65
-1% -$2.58K
TOTL icon
385
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$242K 0.03%
5,000
– –
WTPI
386
WisdomTree Equity Premium Income Fund
WTPI
$504M
$242K 0.03%
9,000
– –
EBAY icon
387
eBay
EBAY
$47.9B
$241K 0.03%
+6,502
New +$226K
ERC
388
Allspring Multi-Sector Income Fund
ERC
$261M
$240K 0.03%
19,815
-500
-2% -$5.98K
PGF icon
389
Invesco Financial Preferred ETF
PGF
$667M
$240K 0.03%
13,117
– –
TD icon
390
Toronto Dominion Bank
TD
$200B
$240K 0.03%
4,422
+26
+0.6% +$1.44K
BXMX
391
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$239K 0.03%
18,092
– –
MET icon
392
MetLife
MET
$61.7B
$239K 0.03%
5,610
+203
+4% +$8.98K
SLCA
393
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$239K 0.03%
+13,750
New +$197K
NVG icon
394
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$238K 0.03%
15,779
+2,646
+20% +$38.5K
CLF icon
395
Cleveland-Cliffs
CLF
$7.13B
$237K 0.03%
23,760
+7,310
+44% +$73.1K
IFLN
396
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$237K 0.03%
12,734
– –
PGX icon
397
Invesco Preferred ETF
PGX
$3.76B
$236K 0.03%
+16,250
New +$231K
STLD icon
398
Steel Dynamics
STLD
$38.5B
$236K 0.03%
+6,690
New +$238K
XBI icon
399
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$236K 0.03%
+2,610
New +$222K
ULTA icon
400
Ulta Beauty
ULTA
$23.6B
$235K 0.03%
+675
New +$204K
14 15
16
17 18

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.