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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
376
MetLife
MET
$61.7B
$222K 0.03%
5,407
+2
+0% +$86
ORAN
377
DELISTED
Orange
ORAN
$222K 0.03%
13,736
– –
MFA
378
MFA Financial
MFA
$919M
$221K 0.03%
+8,273
New +$232K
OXY icon
379
Occidental Petroleum
OXY
$58.6B
$219K 0.03%
3,567
-2,594
-42% -$182K
TD icon
380
Toronto Dominion Bank
TD
$200B
$219K 0.03%
4,396
-13
-0.3% -$712
XLV icon
381
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$219K 0.03%
2,534
-173
-6% -$15.7K
BXMX
382
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$218K 0.03%
18,092
+21
+0.1% +$276
BNY
383
Bank of New York Mellon
BNY
$108B
$213K 0.03%
4,526
-38
-0.8% -$1.84K
RTX icon
384
CALL
RTX Corp
RTX
$302B
$213K 0.03%
3,178
– –
MNK
385
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$212K 0.03%
13,440
+594
+5% +$14.8K
LEG icon
386
Leggett & Platt
LEG
$1.29B
$210K 0.03%
5,873
– –
EEM icon
387
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$208K 0.03%
5,333
– –
SJNK icon
388
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$208K 0.03%
8,000
– –
WDC icon
389
Western Digital
WDC
$151B
$208K 0.03%
7,435
-402
-5% -$14.2K
PACW
390
DELISTED
PacWest Bancorp
PACW
$207K 0.03%
6,233
-234
-4% -$9.33K
SWKS icon
391
Skyworks Solutions
SWKS
$10.4B
$205K 0.03%
3,054
-447
-13% -$34.5K
PSP icon
392
Invesco Global Listed Private Equity ETF
PSP
$244M
$204K 0.03%
4,086
– –
STZ icon
393
Constellation Brands
STZ
$22.8B
$204K 0.03%
1,270
-80
-6% -$15.9K
FLOT icon
394
iShares Floating Rate Bond ETF
FLOT
$10.5B
$201K 0.03%
4,000
– –
PWOD
395
DELISTED
Penns Woods Bancorp
PWOD
$201K 0.03%
7,508
– –
FDX icon
396
FedEx
FDX
$76.9B
$200K 0.03%
1,237
-399
-24% -$84.4K
LIN icon
397
Linde
LIN
$227B
$200K 0.03%
+1,283
New +$203K
NEA icon
398
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$199K 0.03%
16,186
– –
CIM
399
Chimera Investment
CIM
$980M
$196K 0.03%
+3,672
New +$201K
MMT
400
Aberdeen Multi-Market Income Fund
MMT
$242M
$192K 0.03%
37,500
– –
14 15
16
17 18

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.