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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
376
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$327K 0.04%
32,451
+2,668
+9% +$28.1K
SWN
377
DELISTED
Southwestern Energy Company
SWN
$325K 0.04%
30,000
+5,000
+20% +$57.2K
COL
378
DELISTED
Rockwell Collins
COL
$325K 0.04%
3,503
+1
+0% +$88
PFN
379
PIMCO Income Strategy Fund II
PFN
$703M
$324K 0.04%
34,121
– –
RWO icon
380
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$324K 0.04%
6,912
+5
+0.1% +$232
CTSH icon
381
Cognizant
CTSH
$26B
$323K 0.04%
+5,773
New +$309K
RDS.B
382
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$322K 0.04%
5,553
+700
+14% +$38.3K
SRCI
383
DELISTED
SRC Energy Inc
SRCI
$322K 0.04%
36,192
– –
WEC icon
384
WEC Energy
WEC
$35.1B
$321K 0.04%
5,468
+793
+17% +$45.5K
FTR
385
DELISTED
Frontier Communications Corp.
FTR
$320K 0.04%
6,312
+1,615
+34% +$88.5K
PACW
386
DELISTED
PacWest Bancorp
PACW
$317K 0.04%
+5,825
New +$282K
ETV
387
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$316K 0.04%
21,318
+1,270
+6% +$18.8K
VBR icon
388
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$315K 0.04%
2,605
+265
+11% +$30.4K
UAA icon
389
Under Armour
UAA
$2.6B
$314K 0.04%
10,801
+535
+5% +$17.6K
VB icon
390
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$314K 0.04%
2,436
+681
+39% +$84.5K
DAL icon
391
Delta Air Lines
DAL
$60.1B
$312K 0.04%
6,352
-6,548
-51% -$299K
LNG icon
392
Cheniere Energy
LNG
$52.9B
$311K 0.04%
7,515
-20,000
-73% -$808K
MBFI
393
DELISTED
MB Financial Corp
MBFI
$310K 0.04%
6,558
– –
ADBE icon
394
Adobe
ADBE
$105B
$307K 0.04%
2,980
+590
+25% +$62.5K
LPLA icon
395
LPL Financial
LPLA
$28.6B
$307K 0.04%
+8,705
New +$304K
TWTR
396
DELISTED
Twitter, Inc.
TWTR
$306K 0.04%
18,800
-7,950
-30% -$146K
IWM icon
397
iShares Russell 2000 ETF
IWM
$81.9B
$305K 0.04%
+2,261
New +$289K
XLP icon
398
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$302K 0.04%
5,838
+1,126
+24% +$58.3K
GGN
399
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$301K 0.04%
56,765
+24,790
+78% +$143K
NEA icon
400
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$301K 0.04%
22,564
+1,526
+7% +$20.6K
14 15
16
17 18

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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.