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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
376
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$280K 0.04%
7,918
+356
+5% +$12.2K
TNH
377
DELISTED
Terra Nitrogen
TNH
$280K 0.04%
2,490
-200
-7% -$22.4K
FUN icon
378
Cedar Fair
FUN
$1.62B
– –
0
– –
URBN icon
379
Urban Outfitters
URBN
$6.83B
$279K 0.04%
+8,087
New +$265K
EPR icon
380
EPR Properties
EPR
$4.63B
$278K 0.04%
3,533
-517
-13% -$41.3K
PEY icon
381
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$277K 0.04%
17,474
– –
STZ icon
382
Constellation Brands
STZ
$22.7B
$275K 0.04%
1,650
– –
LHX icon
383
L3Harris
LHX
$54.1B
$274K 0.04%
2,992
-164
-5% -$14.6K
ITW icon
384
Illinois Tool Works
ITW
$84B
$271K 0.04%
2,260
– –
PAGP icon
385
Plains GP Holdings
PAGP
$4.97B
$270K 0.04%
7,848
+3,830
+95% +$115K
TWLO icon
386
Twilio
TWLO
$38.5B
$270K 0.04%
+4,200
New +$210K
NVDA icon
387
NVIDIA
NVDA
$5.3T
$267K 0.04%
+156,000
New +$230K
PSF icon
388
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$267K 0.04%
9,954
+500
+5% +$13.8K
VKQ icon
389
Invesco Municipal Trust
VKQ
$547M
$265K 0.04%
19,250
– –
ASB icon
390
Associated Banc-Corp
ASB
$5.91B
$264K 0.04%
13,500
– –
MLCO icon
391
Melco Resorts & Entertainment
MLCO
$2.14B
$264K 0.04%
16,417
– –
DHY
392
Credit Suisse High Yield Credit Fund
DHY
$242M
$263K 0.04%
101,947
– –
LEG icon
393
Leggett & Platt
LEG
$1.27B
$263K 0.04%
5,773
– –
CHK
394
DELISTED
Chesapeake Energy Corporation
CHK
$263K 0.04%
210
-53
-20% -$61.1K
BIV icon
395
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$262K 0.04%
2,990
-140
-4% -$12.3K
TCP
396
DELISTED
TC Pipelines LP
TCP
$262K 0.04%
4,600
– –
KKR icon
397
KKR & Co
KKR
$93.4B
$261K 0.03%
18,314
+2
+0% +$28
SDOG icon
398
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$261K 0.03%
6,290
– –
DPZ icon
399
Domino's
DPZ
$11.4B
$260K 0.03%
1,715
+15
+0.9% +$2.19K
ADBE icon
400
Adobe
ADBE
$108B
$259K 0.03%
2,390
– –
14 15
16
17 18

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.