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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
351
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$236K 0.02%
+7,950
New +$236K
SGEN
352
DELISTED
Seagen Inc. Common Stock
SGEN
$236K 0.02%
1,205
-25
-2% -$4.18K
ICPT
353
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$236K 0.02%
+5,700
New +$262K
NVTA
354
DELISTED
Invitae Corporation
NVTA
$233K 0.02%
+5,380
New +$184K
UL icon
355
Unilever
UL
$134B
$232K 0.02%
3,348
+1
+0% +$67
XBI icon
356
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$232K 0.02%
2,082
+20
+1% +$2.24K
HIO
357
Western Asset High Income Opportunity Fund
HIO
$340M
$230K 0.02%
47,039
-83
-0.2% -$407
RITM icon
358
Rithm Capital
RITM
$5.72B
$230K 0.02%
28,907
-3,081
-10% -$23.7K
IBB icon
359
iShares Biotechnology ETF
IBB
$9.81B
$229K 0.02%
1,694
-375
-18% -$50.9K
VTR icon
360
Ventas
VTR
$44.6B
$229K 0.02%
5,457
-408
-7% -$16.3K
PPT
361
Franklin Premier Income Trust
PPT
$332M
$228K 0.02%
51,176
– –
BXMX
362
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$227K 0.02%
20,154
+5,495
+37% +$62.8K
PSP icon
363
Invesco Global Listed Private Equity ETF
PSP
$249M
$227K 0.02%
4,179
-529
-11% -$28.9K
AN icon
364
AutoNation
AN
$6.89B
$226K 0.02%
+4,268
New +$222K
SMH icon
365
VanEck Semiconductor ETF
SMH
$70.6B
$226K 0.02%
+2,600
New +$218K
BLV icon
366
Vanguard Long-Term Bond ETF
BLV
$5.7B
$225K 0.02%
+2,014
New +$229K
PHK
367
PIMCO High Income Fund
PHK
$875M
$225K 0.02%
41,193
-1,500
-4% -$7.98K
VHT icon
368
Vanguard Health Care ETF
VHT
$19B
$225K 0.02%
1,101
+26
+2% +$5.26K
RDS.A
369
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$223K 0.02%
8,845
-1,325
-13% -$40.1K
IWO icon
370
iShares Russell 2000 Growth ETF
IWO
$14.9B
$221K 0.02%
997
-23
-2% -$5.03K
SCHA icon
371
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$221K 0.02%
+12,928
New +$223K
VXF icon
372
Vanguard Extended Market ETF
VXF
$31.9B
$221K 0.02%
1,700
– –
PEY icon
373
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$220K 0.02%
15,352
-602
-4% -$8.84K
ABT icon
374
CALL
Abbott
ABT
$190B
$218K 0.02%
+2,000
New +$203K
CMG icon
375
Chipotle Mexican Grill
CMG
$40.5B
$218K 0.02%
+8,750
New +$211K
13 14
15
16 17

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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.