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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
351
Welltower
WELL
$170B
$303K 0.04%
4,048
-3,504
-46% -$268K
AMTD
352
DELISTED
TD Ameritrade Holding Corp
AMTD
$302K 0.04%
8,559
-700
-8% -$21.8K
WPZ
353
DELISTED
Williams Partners L.P.
WPZ
$301K 0.04%
8,082
-2,430
-23% -$89.4K
LUV icon
354
Southwest Airlines
LUV
$22B
$300K 0.04%
7,710
-51
-0.7% -$1.94K
DTE icon
355
DTE Energy
DTE
$28.4B
$299K 0.04%
3,756
– –
FANG icon
356
Diamondback Energy
FANG
$55.7B
$299K 0.04%
3,100
+100
+3% +$9.21K
AAN.A
357
DELISTED
The Aaron's Company Inc Class A
AAN.A
$297K 0.04%
11,680
-1,720
-13% -$43.7K
GSK icon
358
GSK
GSK
$105B
$295K 0.04%
5,479
-828
-13% -$45.4K
COL
359
DELISTED
Rockwell Collins
COL
$295K 0.04%
3,502
+1
+0% +$84
INTU icon
360
Intuit
INTU
$91.4B
$294K 0.04%
2,677
– –
WMB icon
361
Williams Companies
WMB
$87.9B
$294K 0.04%
9,551
+79
+0.8% +$2.1K
AIZ icon
362
Assurant
AIZ
$14.2B
$293K 0.04%
3,181
-1,595
-33% -$139K
IDT icon
363
IDT Corp
IDT
$1.61B
$293K 0.04%
20,094
– –
WB icon
364
Weibo
WB
$1.96B
$293K 0.04%
+5,843
New +$242K
FTR
365
DELISTED
Frontier Communications Corp.
FTR
$293K 0.04%
4,697
-7,325
-61% -$522K
TPR icon
366
Tapestry
TPR
$33.3B
$290K 0.04%
7,937
-5,235
-40% -$207K
XLI icon
367
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$287K 0.04%
4,914
+344
+8% +$20K
CPB icon
368
Campbell Soup
CPB
$6.69B
$286K 0.04%
5,233
+1
+0% +$61
YHOO
369
DELISTED
Yahoo Inc
YHOO
$286K 0.04%
6,642
-1,367
-17% -$56.1K
HL icon
370
Hecla Mining
HL
$11.8B
$285K 0.04%
50,000
-4,291
-8% -$26.2K
PEG icon
371
Public Service Enterprise Group
PEG
$37.1B
$285K 0.04%
+6,797
New +$299K
BHC icon
372
Bausch Health
BHC
$2.38B
$281K 0.04%
11,460
-17,510
-60% -$453K
CIM
373
Chimera Investment
CIM
$980M
$280K 0.04%
5,860
-1,103
-16% -$54K
WEC icon
374
WEC Energy
WEC
$34.6B
$280K 0.04%
+4,675
New +$292K
XEL icon
375
Xcel Energy
XEL
$48B
$280K 0.04%
6,816
-998
-13% -$42.7K
13 14
15
16 17

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.