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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
351
Baidu
BIDU
$37.1B
$344K 0.04%
1,800
-1,950
-52% -$332K
PNC icon
352
PNC Financial Services
PNC
$100B
$342K 0.04%
4,040
-100
-2% -$8.52K
DTE icon
353
DTE Energy
DTE
$28.5B
$339K 0.04%
4,389
+7
+0.2% +$506
RWO icon
354
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$338K 0.04%
6,907
– –
HTM
355
DELISTED
U.S. Geothermal Inc.
HTM
$338K 0.04%
83,333
– –
AAN.A
356
DELISTED
The Aaron's Company Inc Class A
AAN.A
$336K 0.04%
13,400
-3,800
-22% -$95.3K
CPB icon
357
Campbell Soup
CPB
$6.69B
$334K 0.04%
5,232
+1
+0% +$59
GBCI icon
358
Glacier Bancorp
GBCI
$6.35B
$334K 0.04%
13,131
– –
KKR icon
359
KKR & Co
KKR
$93.2B
$334K 0.04%
22,731
+3
+0% +$41
HON icon
360
Honeywell
HON
$77B
$329K 0.04%
3,271
+172
+6% +$16.1K
NTAP icon
361
NetApp
NTAP
$39B
$329K 0.04%
12,066
– –
DOX icon
362
Amdocs
DOX
$6.22B
$327K 0.04%
+5,413
New +$303K
FE icon
363
FirstEnergy
FE
$27.1B
$327K 0.04%
9,099
+518
+6% +$17.4K
XEL icon
364
Xcel Energy
XEL
$48B
$327K 0.04%
7,811
+20
+0.3% +$780
EEP
365
DELISTED
Enbridge Energy Partners
EEP
$327K 0.04%
17,858
+596
+3% +$10.5K
BKD icon
366
Brookdale Senior Living
BKD
$3.27B
$326K 0.04%
20,500
+100
+0.5% +$1.53K
WLL
367
DELISTED
Whiting Petroleum Corporation
WLL
$326K 0.04%
136
+19
+16% +$37.3K
IBB icon
368
iShares Biotechnology ETF
IBB
$9.82B
$324K 0.04%
3,732
-1,050
-22% -$93.9K
XLK icon
369
State Street Technology Select Sector SPDR ETF
XLK
$122B
$323K 0.04%
14,546
+928
+7% +$19.2K
COL
370
DELISTED
Rockwell Collins
COL
$323K 0.04%
3,501
+201
+6% +$17.4K
MLCO icon
371
Melco Resorts & Entertainment
MLCO
$2.12B
$319K 0.04%
19,307
-2,200
-10% -$33.4K
AMAT icon
372
Applied Materials
AMAT
$415B
$318K 0.04%
14,991
+1,131
+8% +$20.6K
IDCC icon
373
InterDigital
IDCC
$8.99B
$317K 0.04%
5,700
– –
NS
374
DELISTED
NuStar Energy L.P.
NS
$316K 0.04%
7,825
+570
+8% +$19.8K
CLMT icon
375
Calumet Specialty Products
CLMT
$3.96B
$315K 0.04%
26,850
-2,768
-9% -$38.5K
13 14
15
16 17

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.