We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
326
Vanguard Morningstar Growth ETF
VUG
$230B
$386K 0.03%
7,218
-1,230
-15% -$64.1K
DIG icon
327
ProShares Ultra Energy
DIG
$81.9M
$383K 0.03%
20,000
-4,000
-17% -$79.7K
SONO icon
328
Sonos
SONO
$1.82B
$382K 0.03%
12,846
+800
+7% +$25.4K
EAD
329
Allspring Income Opportunities Fund
EAD
$379M
$381K 0.03%
41,629
+365
+0.9% +$3.23K
IJK icon
330
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$381K 0.03%
4,464
-1,060
-19% -$88.9K
LQD icon
331
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$379K 0.03%
2,857
– –
SPXX icon
332
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$376K 0.03%
20,222
+90
+0.4% +$1.61K
HBAN icon
333
Huntington Bancshares
HBAN
$35.6B
$374K 0.03%
24,272
– –
ETW
334
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$368K 0.02%
32,902
+50
+0.2% +$550
RH icon
335
RH
RH
$3.49B
$367K 0.02%
684
-233
-25% -$143K
XLE icon
336
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$365K 0.02%
13,138
-6
-0% -$170
AMD icon
337
PUT
Advanced Micro Devices
AMD
$768B
$360K 0.02%
+2,500
New +$336K
MHI
338
DELISTED
Pioneer Municipal High Income Fund
MHI
$360K 0.02%
29,440
+30
+0.1% +$364
SNOW icon
339
Snowflake
SNOW
$116B
$356K 0.02%
1,050
+70
+7% +$24.4K
HYT icon
340
BlackRock Corporate High Yield Fund
HYT
$1.37B
$355K 0.02%
28,768
– –
RBLX icon
341
Roblox
RBLX
$26.7B
$355K 0.02%
+3,440
New +$334K
COIN icon
342
Coinbase
COIN
$39.9B
$353K 0.02%
1,400
-48
-3% -$14K
FDIS icon
343
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$353K 0.02%
4,000
– –
STZ icon
344
Constellation Brands
STZ
$22.5B
$353K 0.02%
1,406
+30
+2% +$6.84K
NZF icon
345
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$351K 0.02%
20,501
+51
+0.2% +$863
XLNX
346
DELISTED
Xilinx Inc
XLNX
$346K 0.02%
+1,635
New +$322K
TTE icon
347
TotalEnergies
TTE
$196B
$344K 0.02%
6,954
+54
+0.8% +$2.69K
TD icon
348
Toronto Dominion Bank
TD
$201B
$341K 0.02%
4,438
+27
+0.6% +$1.97K
FBIN icon
349
Fortune Brands Innovations
FBIN
$5.96B
$340K 0.02%
3,724
– –
XLRE icon
350
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.51B
$339K 0.02%
+6,534
New +$314K
12 13
14
15 16

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.