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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
326
Nucor
NUE
$62.3B
$370K 0.03%
3,755
+205
+6% +$21.8K
WEC icon
327
WEC Energy
WEC
$34.6B
$369K 0.03%
4,178
+14
+0.3% +$1.31K
BP icon
328
BP
BP
$112B
$366K 0.03%
13,399
-2,531
-16% -$63.4K
OKTA icon
329
Okta
OKTA
$26B
$365K 0.03%
1,536
-33
-2% -$8.19K
EAD
330
Allspring Income Opportunities Fund
EAD
$379M
$363K 0.03%
41,264
+1,200
+3% +$10.7K
PLTR icon
331
CALL
Palantir
PLTR
$417B
$360K 0.03%
+15,000
New +$366K
DOV icon
332
Dover
DOV
$28.1B
$358K 0.03%
+2,304
New +$382K
MHI
333
DELISTED
Pioneer Municipal High Income Fund
MHI
$357K 0.03%
29,410
+31
+0.1% +$395
ETW
334
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$356K 0.03%
32,852
+8,675
+36% +$96.3K
HYT icon
335
BlackRock Corporate High Yield Fund
HYT
$1.38B
$351K 0.03%
28,768
– –
GNRC icon
336
Generac Holdings
GNRC
$12.7B
$348K 0.03%
852
+308
+57% +$132K
ZS icon
337
Zscaler
ZS
$28.8B
$347K 0.03%
1,325
+20
+2% +$5.02K
SPXX icon
338
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$342M
$344K 0.03%
20,132
+1,000
+5% +$18K
NZF icon
339
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$342K 0.03%
20,450
+37
+0.2% +$640
XLE icon
340
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$342K 0.03%
13,144
+48
+0.4% +$1.19K
UPST icon
341
Upstart Holdings
UPST
$2.86B
$339K 0.02%
+1,072
New +$211K
IJR icon
342
iShares Core S&P Small-Cap ETF
IJR
$112B
$338K 0.02%
3,099
– –
EXAS
343
DELISTED
Exact Sciences
EXAS
$337K 0.02%
3,535
– –
FCX icon
344
Freeport-McMoran
FCX
$96.2B
$337K 0.02%
10,355
+523
+5% +$18.4K
O icon
345
Realty Income
O
$58.6B
$337K 0.02%
5,351
+314
+6% +$21.2K
AMC icon
346
AMC Entertainment Holdings
AMC
$2.18B
$335K 0.02%
880
-20
-2% -$8.06K
FTNT icon
347
Fortinet
FTNT
$119B
$334K 0.02%
5,730
+315
+6% +$18.2K
CGC
348
Canopy Growth
CGC
$416M
$332K 0.02%
2,396
+6
+0.3% +$1.07K
TTE icon
349
TotalEnergies
TTE
$197B
$331K 0.02%
6,900
-134
-2% -$5.94K
COIN icon
350
Coinbase
COIN
$39B
$330K 0.02%
1,448
+200
+16% +$49.2K
12 13
14
15 16

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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.