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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
326
Invesco Municipal Trust
VKQ
$545M
$272K 0.03%
22,613
-1,369
-6% -$16.8K
BP icon
327
BP
BP
$111B
$271K 0.03%
15,549
-3,132
-17% -$67.8K
OLED icon
328
Universal Display
OLED
$4.32B
$271K 0.03%
1,500
– –
GRX
329
Gabelli Healthcare & Wellness Trust
GRX
$147M
$267K 0.02%
25,868
-333
-1% -$3.48K
CPB icon
330
Campbell Soup
CPB
$6.78B
$262K 0.02%
5,425
+125
+2% +$6.17K
ASML icon
331
ASML
ASML
$691B
$261K 0.02%
706
+131
+23% +$49K
GM icon
332
General Motors
GM
$78.4B
$261K 0.02%
8,837
-2,456
-22% -$69K
RH icon
333
RH
RH
$3.46B
$260K 0.02%
+680
New +$214K
BIIB icon
334
Biogen
BIIB
$30.1B
$258K 0.02%
910
– –
NVG icon
335
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$258K 0.02%
16,466
+1,861
+13% +$29.2K
OMER icon
336
Omeros
OMER
$984M
$256K 0.02%
25,330
+2,000
+9% +$25.7K
FLO icon
337
Flowers Foods
FLO
$1.52B
$255K 0.02%
10,500
– –
NOW icon
338
ServiceNow
NOW
$132B
$251K 0.02%
2,585
+15
+0.6% +$1.34K
PEG icon
339
Public Service Enterprise Group
PEG
$37.5B
$250K 0.02%
4,548
+400
+10% +$21.2K
SWK icon
340
Stanley Black & Decker
SWK
$15.7B
$250K 0.02%
+1,544
New +$240K
SPLK
341
DELISTED
Splunk Inc
SPLK
$249K 0.02%
1,324
– –
TTWO icon
342
Take-Two Interactive
TTWO
$46.8B
$247K 0.02%
1,494
-106
-7% -$17.2K
HASI icon
343
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$244K 0.02%
+5,780
New +$216K
WORK
344
DELISTED
Slack Technologies, Inc.
WORK
$243K 0.02%
9,045
+600
+7% +$17.6K
BCE icon
345
BCE
BCE
$21.8B
$240K 0.02%
5,798
+528
+10% +$22.3K
XLE icon
346
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$240K 0.02%
16,044
+2,822
+21% +$50.1K
MAR icon
347
Marriott International
MAR
$91.1B
$239K 0.02%
2,580
-2,000
-44% -$189K
TTE icon
348
TotalEnergies
TTE
$195B
$239K 0.02%
6,956
-384
-5% -$14.6K
O icon
349
Realty Income
O
$58.6B
$238K 0.02%
+4,046
New +$239K
PFXF icon
350
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$237K 0.02%
+12,350
New +$236K
12 13
14
15 16

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.