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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
326
Allspring Income Opportunities Fund
EAD
$379M
$321K 0.03%
38,183
-19,095
-33% -$158K
PHK
327
PIMCO High Income Fund
PHK
$880M
$321K 0.03%
42,693
-2,200
-5% -$16.9K
XEL icon
328
Xcel Energy
XEL
$48.1B
$315K 0.03%
4,962
-649
-12% -$40.6K
PIM
329
Franklin Master Intermediate Income Trust
PIM
$151M
$314K 0.03%
66,272
– –
AVGO icon
330
Broadcom
AVGO
$2.03T
$313K 0.03%
+9,890
New +$300K
AAL icon
331
American Airlines Group
AAL
$10.3B
$310K 0.03%
10,821
-150
-1% -$4.28K
TSLA icon
332
Tesla
TSLA
$1.3T
$306K 0.03%
+10,980
New +$238K
OHI icon
333
Omega Healthcare
OHI
$14.4B
$304K 0.03%
7,172
+37
+0.5% +$1.57K
AGG icon
334
iShares Core US Aggregate Bond ETF
AGG
$138B
$303K 0.03%
2,698
– –
GRX
335
Gabelli Healthcare & Wellness Trust
GRX
$147M
$302K 0.03%
26,201
– –
PDCE
336
DELISTED
PDC Energy, Inc.
PDCE
$302K 0.03%
11,522
-210
-2% -$5.04K
VKQ icon
337
Invesco Municipal Trust
VKQ
$547M
$298K 0.03%
24,120
-3,230
-12% -$39.9K
PBA icon
338
Pembina Pipeline
PBA
$27.6B
$297K 0.03%
8,003
– –
STWD icon
339
Starwood Property Trust
STWD
$6.1B
$297K 0.03%
11,966
+24
+0.2% +$587
VNQ icon
340
Vanguard Real Estate ETF
VNQ
$38.5B
$295K 0.03%
3,182
-469
-13% -$43.4K
NAD icon
341
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$294K 0.03%
20,143
– –
BIIB icon
342
Biogen
BIIB
$30.6B
$293K 0.03%
989
-350
-26% -$97.1K
SCHD icon
343
Schwab US Dividend Equity ETF
SCHD
$107B
$292K 0.03%
15,123
-3,108
-17% -$58.2K
STZ icon
344
Constellation Brands
STZ
$22.9B
$291K 0.03%
1,536
+1
+0.1% +$189
NKSH icon
345
National Bankshares
NKSH
$260M
$290K 0.03%
6,464
-3,000
-32% -$129K
TEVA icon
346
Teva Pharmaceuticals
TEVA
$41.3B
$283K 0.03%
28,860
+17,200
+148% +$154K
NVG icon
347
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$282K 0.03%
16,904
-951
-5% -$15.6K
V icon
348
CALL
Visa
V
$676B
$282K 0.03%
+1,500
New +$270K
SLB icon
349
SLB Ltd
SLB
$77.2B
$281K 0.03%
6,989
-107
-2% -$3.82K
ATVI
350
DELISTED
Activision Blizzard
ATVI
$280K 0.03%
+4,718
New +$261K
12 13
14
15 16

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.