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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
326
Crown Castle
CCI
$31.3B
$313K 0.03%
2,251
+36
+2% +$4.98K
BIIB icon
327
Biogen
BIIB
$30.6B
$312K 0.03%
1,339
-50
-4% -$11.6K
IBB icon
328
iShares Biotechnology ETF
IBB
$9.82B
$310K 0.03%
3,113
-230
-7% -$24.1K
WDC icon
329
Western Digital
WDC
$151B
$310K 0.03%
6,880
-158
-2% -$6.74K
CII icon
330
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$306K 0.03%
18,907
-4,400
-19% -$69.8K
AGG icon
331
iShares Core US Aggregate Bond ETF
AGG
$137B
$305K 0.03%
2,698
– –
PIM
332
Franklin Master Intermediate Income Trust
PIM
$153M
$304K 0.03%
66,272
– –
TRV icon
333
Travelers Companies
TRV
$78.3B
$300K 0.03%
2,021
+1
+0% +$149
NVG icon
334
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$299K 0.03%
17,855
+32
+0.2% +$525
WMB icon
335
Williams Companies
WMB
$87.9B
$299K 0.03%
12,417
+38
+0.3% +$958
PACW
336
DELISTED
PacWest Bancorp
PACW
$299K 0.03%
8,233
+2,000
+32% +$72.2K
OHI icon
337
Omega Healthcare
OHI
$14.4B
$298K 0.03%
7,135
+39
+0.5% +$1.52K
LNG icon
338
Cheniere Energy
LNG
$54.9B
$297K 0.03%
4,705
-1,000
-18% -$64.1K
PBA icon
339
Pembina Pipeline
PBA
$27.8B
$297K 0.03%
8,003
– –
SPLV icon
340
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$297K 0.03%
+5,131
New +$289K
AAL icon
341
American Airlines Group
AAL
$9.93B
$296K 0.03%
10,971
– –
IEP icon
342
Icahn Enterprises
IEP
$5.28B
$290K 0.03%
4,518
+500
+12% +$35.5K
NAD icon
343
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$289K 0.03%
20,143
– –
STWD icon
344
Starwood Property Trust
STWD
$6.16B
$289K 0.03%
11,942
+25
+0.2% +$589
HIO
345
Western Asset High Income Opportunity Fund
HIO
$338M
$288K 0.03%
57,122
– –
OXY icon
346
Occidental Petroleum
OXY
$58.6B
$287K 0.03%
6,451
+2,021
+46% +$95.5K
XLK icon
347
State Street Technology Select Sector SPDR ETF
XLK
$122B
$280K 0.03%
6,954
+6
+0.1% +$240
CNC icon
348
Centene
CNC
$32.9B
$277K 0.03%
6,408
-100
-2% -$4.87K
MGK icon
349
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$276K 0.03%
10,400
– –
GRX
350
Gabelli Healthcare & Wellness Trust
GRX
$147M
$273K 0.03%
26,201
– –
12 13
14
15 16

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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.