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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
326
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$287K 0.05%
4,462
-1,000
-18% -$70.9K
KSS icon
327
Kohl's
KSS
$2.16B
$286K 0.05%
4,310
-193
-4% -$13.5K
SCHC icon
328
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$286K 0.05%
9,843
+200
+2% +$6.37K
FRA icon
329
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$283K 0.04%
23,800
-6,000
-20% -$77.3K
STX icon
330
Seagate
STX
$182B
$283K 0.04%
7,335
+3
+0% +$126
PIM
331
Franklin Master Intermediate Income Trust
PIM
$153M
$282K 0.04%
66,272
– –
XLK icon
332
State Street Technology Select Sector SPDR ETF
XLK
$122B
$279K 0.04%
9,014
-2,590
-22% -$87.6K
WEC icon
333
WEC Energy
WEC
$34.6B
$278K 0.04%
4,010
-41
-1% -$2.88K
CMA
334
DELISTED
Comerica
CMA
$277K 0.04%
4,028
+120
+3% +$9.54K
OMER icon
335
Omeros
OMER
$986M
$276K 0.04%
24,750
+2,000
+9% +$28K
VKQ icon
336
Invesco Municipal Trust
VKQ
$547M
$271K 0.04%
24,350
– –
HAL icon
337
Halliburton
HAL
$28B
$269K 0.04%
10,107
+3,262
+48% +$110K
ATVI
338
DELISTED
Activision Blizzard
ATVI
$269K 0.04%
5,769
+700
+14% +$41.9K
APC
339
DELISTED
Anadarko Petroleum
APC
$268K 0.04%
6,122
+409
+7% +$23.1K
AGG icon
340
iShares Core US Aggregate Bond ETF
AGG
$137B
$266K 0.04%
2,500
– –
PEY icon
341
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$263K 0.04%
16,620
+2,350
+16% +$40.3K
IWM icon
342
iShares Russell 2000 ETF
IWM
$81.5B
$262K 0.04%
1,958
+4
+0.2% +$597
ADAM
343
Adamas Trust
ADAM
$880M
$262K 0.04%
11,112
+1,500
+16% +$36.3K
OHI icon
344
Omega Healthcare
OHI
$14.4B
$262K 0.04%
7,467
+391
+6% +$13.6K
CLX icon
345
Clorox
CLX
$13B
$261K 0.04%
1,693
+1
+0.1% +$156
DPZ icon
346
Domino's
DPZ
$11.5B
$261K 0.04%
1,052
– –
FUN icon
347
Cedar Fair
FUN
$1.62B
– –
0
– –
MBFI
348
DELISTED
MB Financial Corp
MBFI
$260K 0.04%
6,558
– –
HIO
349
Western Asset High Income Opportunity Fund
HIO
$338M
$259K 0.04%
59,212
– –
ETW
350
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$258K 0.04%
27,085
-16,538
-38% -$177K
12 13
14
15 16

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.