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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
326
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$343K 0.04%
35,625
+1,000
+3% +$9.29K
FAS icon
327
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
$342K 0.04%
5,006
+6
+0.1% +$375
PIM
328
Franklin Master Intermediate Income Trust
PIM
$151M
$342K 0.04%
71,772
– –
HAL icon
329
Halliburton
HAL
$26.6B
$339K 0.04%
6,945
-815
-11% -$35.9K
JD icon
330
JD.com
JD
$44.5B
$336K 0.04%
+8,100
New +$319K
BXMX
331
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$332K 0.04%
23,299
-983
-4% -$13.8K
AEE icon
332
Ameren
AEE
$30.1B
$327K 0.04%
5,536
-114
-2% -$7K
BOE icon
333
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$324K 0.04%
25,930
+14,000
+117% +$187K
PHM icon
334
Pultegroup
PHM
$25.3B
$323K 0.04%
9,725
-1,000
-9% -$31.1K
SCHD icon
335
Schwab US Dividend Equity ETF
SCHD
$105B
$321K 0.04%
18,801
+1,617
+9% +$26.6K
TLP
336
DELISTED
Transmontaigne
TLP
$320K 0.04%
8,100
-200
-2% -$8.18K
SLV icon
337
iShares Silver Trust
SLV
$30.7B
$318K 0.04%
19,903
+303
+2% +$4.78K
AWF
338
AllianceBernstein Global High Income Fund
AWF
$872M
$312K 0.04%
24,415
+1,400
+6% +$17.9K
DPZ icon
339
Domino's
DPZ
$11.6B
$312K 0.04%
1,651
– –
SINA
340
DELISTED
Sina Corp
SINA
$312K 0.04%
3,115
+1,250
+67% +$133K
GIS icon
341
General Mills
GIS
$19.7B
$311K 0.04%
5,250
-2,600
-33% -$141K
BPL
342
DELISTED
Buckeye Partners, L.P.
BPL
$311K 0.04%
6,271
-826
-12% -$42K
RPM icon
343
RPM International
RPM
$15B
$310K 0.04%
5,914
+1,003
+20% +$52.5K
YUM icon
344
Yum! Brands
YUM
$41.1B
$310K 0.04%
3,799
-7,800
-67% -$617K
PGF icon
345
Invesco Financial Preferred ETF
PGF
$674M
$309K 0.04%
16,380
– –
PACW
346
DELISTED
PacWest Bancorp
PACW
$309K 0.04%
6,140
-2,247
-27% -$107K
SRCI
347
DELISTED
SRC Energy Inc
SRCI
$309K 0.04%
36,192
– –
PH icon
348
Parker-Hannifin
PH
$135B
$304K 0.04%
1,525
– –
BTI icon
349
British American Tobacco
BTI
$128B
$303K 0.04%
4,518
-881
-16% -$57.4K
FE icon
350
FirstEnergy
FE
$27.5B
$301K 0.04%
9,845
+14
+0.1% +$455
12 13
14
15 16

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.