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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
326
Ionis Pharmaceuticals
IONS
$9.4B
$393K 0.05%
+8,214
New +$325K
OHI icon
327
Omega Healthcare
OHI
$14.7B
$392K 0.05%
12,538
+3,609
+40% +$111K
AAN.A
328
DELISTED
The Aaron's Company Inc Class A
AAN.A
$390K 0.05%
12,180
+500
+4% +$16K
ZION icon
329
Zions Bancorporation
ZION
$10.3B
$389K 0.05%
+9,043
New +$333K
CIM
330
Chimera Investment
CIM
$1B
$388K 0.05%
7,593
+1,733
+30% +$84.9K
HYT icon
331
BlackRock Corporate High Yield Fund
HYT
$1.37B
$387K 0.05%
35,740
+22,492
+170% +$237K
MUX icon
332
McEwen Inc
MUX
$1.18B
$383K 0.05%
13,150
+2,000
+18% +$61.9K
XLB icon
333
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$382K 0.05%
+15,376
New +$373K
GME icon
334
GameStop
GME
$8.6B
$379K 0.05%
59,944
+9,000
+18% +$55.6K
ATHN
335
DELISTED
Athenahealth, Inc.
ATHN
$379K 0.05%
3,607
– –
EWA icon
336
iShares MSCI Australia ETF
EWA
$1.48B
$378K 0.05%
18,663
+7,955
+74% +$164K
EOI
337
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$374K 0.05%
30,139
+1,012
+3% +$12.4K
FUN icon
338
Cedar Fair
FUN
$1.67B
– –
0
– –
AAV
339
DELISTED
Advantage Oil & Gas Ltd
AAV
$374K 0.05%
55,400
+400
+0.7% +$2.81K
HE icon
340
Hawaiian Electric Industries
HE
$2.14B
$373K 0.05%
+11,269
New +$344K
GPC icon
341
Genuine Parts
GPC
$18.7B
$372K 0.05%
3,896
+551
+16% +$52.5K
UYG icon
342
ProShares Ultra Financials
UYG
$845M
$370K 0.05%
+12,000
New +$327K
YUMC icon
343
Yum China
YUMC
$16.3B
$367K 0.05%
+14,037
New +$382K
CSX icon
344
CSX Corp
CSX
$93.1B
$366K 0.05%
30,531
+5,019
+20% +$56.3K
IBB icon
345
iShares Biotechnology ETF
IBB
$9.71B
$365K 0.05%
4,122
+1,899
+85% +$173K
BXMX
346
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$360K 0.05%
+28,286
New +$360K
FCX icon
347
Freeport-McMoran
FCX
$97.5B
$360K 0.05%
27,266
-14,606
-35% -$187K
FANG icon
348
Diamondback Energy
FANG
$52.7B
$359K 0.05%
3,550
+450
+15% +$44.9K
TLP
349
DELISTED
Transmontaigne
TLP
$359K 0.05%
8,100
– –
XLY icon
350
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$357K 0.05%
+8,772
New +$354K
12 13
14
15 16

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.