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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTEX icon
326
Open Text
OTEX
$6.08B
$340K 0.05%
10,488
-3,550
-25% -$111K
EAD
327
Allspring Income Opportunities Fund
EAD
$380M
$338K 0.05%
40,487
+1,378
+4% +$11.4K
GPC icon
328
Genuine Parts
GPC
$18.5B
$336K 0.04%
+3,345
New +$339K
JQC icon
329
Nuveen Credit Strategies Income Fund
JQC
$712M
$336K 0.04%
39,646
+31
+0.1% +$259
TLP
330
DELISTED
Transmontaigne
TLP
$334K 0.04%
8,100
– –
ANDV
331
DELISTED
Andeavor
ANDV
$334K 0.04%
4,200
– –
PFG icon
332
Principal Financial Group
PFG
$24.4B
$330K 0.04%
+6,400
New +$299K
AAP icon
333
Advance Auto Parts
AAP
$3.38B
$328K 0.04%
2,200
– –
ETW
334
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$328K 0.04%
29,783
+11,653
+64% +$126K
PFN
335
PIMCO Income Strategy Fund II
PFN
$703M
$326K 0.04%
34,121
– –
TER icon
336
Teradyne
TER
$57.7B
$326K 0.04%
15,100
-8,400
-36% -$173K
WDC icon
337
Western Digital
WDC
$154B
$324K 0.04%
7,335
-794
-10% -$29.9K
BFK
338
DELISTED
BlackRock Municipal Income Trust
BFK
$318K 0.04%
20,096
– –
HOG icon
339
Harley-Davidson
HOG
$2.7B
$318K 0.04%
6,039
+700
+13% +$36.2K
OHI icon
340
Omega Healthcare
OHI
$14.4B
$317K 0.04%
8,929
+7
+0.1% +$249
SLCA
341
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$317K 0.04%
6,800
-2,900
-30% -$113K
AXON
342
Axon Enterprise
AXON
$48.5B
$315K 0.04%
11,021
-200
-2% -$5.55K
GBCI icon
343
Glacier Bancorp
GBCI
$6.31B
$314K 0.04%
11,000
-2,131
-16% -$60.1K
HON icon
344
Honeywell
HON
$77.2B
$313K 0.04%
2,988
-314
-10% -$32.8K
UL icon
345
Unilever
UL
$135B
$312K 0.04%
5,847
– –
FE icon
346
FirstEnergy
FE
$27B
$311K 0.04%
9,391
-132
-1% -$4.48K
NEA icon
347
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$307K 0.04%
21,038
+9,747
+86% +$145K
AFL icon
348
Aflac
AFL
$61.6B
$306K 0.04%
8,518
-622
-7% -$22.6K
MSI icon
349
Motorola Solutions
MSI
$75.8B
$305K 0.04%
+3,999
New +$292K
ETV
350
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$303K 0.04%
20,048
– –
12 13
14
15 16

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.