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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
301
Northrop Grumman
NOC
$81.8B
$342K 0.03%
778
– –
DGRO icon
302
iShares Core Dividend Growth ETF
DGRO
$43.7B
$342K 0.03%
6,898
– –
VOD icon
303
Vodafone
VOD
$36.7B
$342K 0.03%
36,041
+540
+2% +$5.11K
SPYG icon
304
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$339K 0.03%
5,718
– –
LEN icon
305
Lennar Class A
LEN
$21.1B
$336K 0.03%
3,090
+124
+4% +$14.5K
IP icon
306
International Paper
IP
$22.1B
$334K 0.03%
9,413
+710
+8% +$24.1K
PTY icon
307
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$334K 0.03%
25,526
– –
IJT icon
308
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$333K 0.03%
3,040
– –
PECO icon
309
Phillips Edison & Co
PECO
$5.1B
$328K 0.03%
9,777
+17
+0.2% +$588
PMM
310
Franklin Managed Municipal Income Trust
PMM
$273M
$326K 0.03%
59,523
-2,377
-4% -$13.9K
DHI icon
311
D.R. Horton
DHI
$42.2B
$325K 0.03%
3,024
+6
+0.2% +$718
IJK icon
312
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$322K 0.03%
4,464
– –
ROKU icon
313
Roku
ROKU
$22.4B
$320K 0.03%
4,537
-200
-4% -$15.5K
PANW icon
314
Palo Alto Networks
PANW
$313B
$319K 0.03%
2,718
-100
-4% -$11.8K
NOW icon
315
ServiceNow
NOW
$132B
$318K 0.03%
2,845
+15
+0.5% +$1.71K
TWLO icon
316
Twilio
TWLO
$39.3B
$318K 0.03%
5,427
– –
DVN icon
317
Devon Energy
DVN
$49.9B
$317K 0.03%
6,652
+480
+8% +$24.2K
STX icon
318
Seagate
STX
$186B
$314K 0.03%
4,764
– –
VRTX icon
319
Vertex Pharmaceuticals
VRTX
$134B
$314K 0.03%
903
+4
+0.4% +$1.4K
VOE icon
320
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$313K 0.03%
2,388
-118
-5% -$16.3K
GEHC icon
321
GE HealthCare
GEHC
$32.9B
$312K 0.03%
4,589
+1,070
+30% +$77.9K
ARKK icon
322
ARK Innovation ETF
ARKK
$6.38B
$310K 0.03%
7,816
– –
EXPE icon
323
Expedia Group
EXPE
$38.5B
$309K 0.03%
+3,000
New +$331K
VNQ icon
324
Vanguard Real Estate ETF
VNQ
$38.3B
$309K 0.03%
4,081
+96
+2% +$7.92K
CMG icon
325
Chipotle Mexican Grill
CMG
$40.5B
$308K 0.03%
8,400
+700
+9% +$27.3K
11 12
13
14 15

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.