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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
301
Intercontinental Exchange
ICE
$84.5B
$420K 0.03%
3,659
– –
RILY icon
302
BRC Group Holdings
RILY
$294M
$419K 0.03%
7,100
+1,000
+16% +$65.5K
TMO icon
303
Thermo Fisher Scientific
TMO
$223B
$417K 0.03%
729
– –
ZM icon
304
Zoom
ZM
$31.1B
$416K 0.03%
1,591
-151
-9% -$50.9K
MPC icon
305
Marathon Petroleum
MPC
$93.6B
$415K 0.03%
6,712
+325
+5% +$18.7K
KMX icon
306
CarMax
KMX
$8.32B
$411K 0.03%
3,205
– –
DIG icon
307
ProShares Ultra Energy
DIG
$82.5M
$409K 0.03%
24,000
– –
VUG icon
308
Vanguard Morningstar Growth ETF
VUG
$229B
$409K 0.03%
8,448
+810
+11% +$40.3K
TEAM icon
309
Atlassian
TEAM
$39.3B
$405K 0.03%
1,034
+5
+0.5% +$1.67K
VNQ icon
310
Vanguard Real Estate ETF
VNQ
$38.5B
$403K 0.03%
3,964
+204
+5% +$21.6K
LEG icon
311
Leggett & Platt
LEG
$1.31B
$397K 0.03%
+8,864
New +$427K
CMA
312
DELISTED
Comerica
CMA
$395K 0.03%
4,903
-141
-3% -$10.1K
SRE icon
313
Sempra
SRE
$55.5B
$393K 0.03%
6,220
– –
VIG icon
314
Vanguard Dividend Appreciation ETF
VIG
$114B
$391K 0.03%
2,548
+396
+18% +$63.1K
SONO icon
315
Sonos
SONO
$1.81B
$390K 0.03%
12,046
+451
+4% +$16.2K
APD icon
316
Air Products & Chemicals
APD
$68.6B
$387K 0.03%
1,511
-20
-1% -$5.53K
STLD icon
317
Steel Dynamics
STLD
$37.9B
$387K 0.03%
6,615
-292
-4% -$18.7K
CNC icon
318
Centene
CNC
$32.5B
$386K 0.03%
6,200
– –
MRNA icon
319
PUT
Moderna
MRNA
$23.8B
$385K 0.03%
+1,000
New +$369K
SMH icon
320
VanEck Semiconductor ETF
SMH
$70.4B
$384K 0.03%
2,996
+80
+3% +$10.5K
AFL icon
321
Aflac
AFL
$61B
$383K 0.03%
7,333
-400
-5% -$21.9K
LQD icon
322
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$380K 0.03%
2,857
– –
ERX icon
323
Direxion Daily Energy Bull 2X ETF
ERX
$242M
$379K 0.03%
14,500
– –
HBAN icon
324
Huntington Bancshares
HBAN
$35.9B
$376K 0.03%
24,272
– –
CI icon
325
Cigna
CI
$72B
$371K 0.03%
1,853
– –
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.