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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
301
American Airlines Group
AAL
$10.1B
$306K 0.03%
24,936
+10,500
+73% +$132K
STZ icon
302
Constellation Brands
STZ
$22.9B
$305K 0.03%
1,608
+50
+3% +$9.12K
UVXY icon
303
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
$305K 0.03%
6
+2
+50% +$120K
LNC icon
304
Lincoln National
LNC
$8.51B
$304K 0.03%
9,695
– –
BFK
305
DELISTED
BlackRock Municipal Income Trust
BFK
$303K 0.03%
22,080
+80
+0.4% +$1.13K
NCLH icon
306
Norwegian Cruise Line
NCLH
$8.59B
$299K 0.03%
+17,500
New +$277K
NZF icon
307
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$298K 0.03%
20,295
+1,751
+9% +$26.3K
NOC icon
308
Northrop Grumman
NOC
$81.8B
$297K 0.03%
941
-300
-24% -$97.8K
LULU icon
309
lululemon athletica
LULU
$14.3B
$295K 0.03%
895
+30
+3% +$10K
KMX icon
310
CarMax
KMX
$8.26B
$294K 0.03%
3,195
– –
AFL icon
311
Aflac
AFL
$60.7B
$290K 0.03%
7,973
+2
+0% +$73
VNQ icon
312
Vanguard Real Estate ETF
VNQ
$38.3B
$290K 0.03%
3,670
+103
+3% +$8.27K
VBR icon
313
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$289K 0.03%
2,610
-250
-9% -$28K
SCHD icon
314
Schwab US Dividend Equity ETF
SCHD
$107B
$287K 0.03%
15,552
+150
+1% +$2.76K
VIG icon
315
Vanguard Dividend Appreciation ETF
VIG
$114B
$287K 0.03%
2,232
+201
+10% +$25.3K
LIN icon
316
Linde
LIN
$226B
$282K 0.03%
1,186
– –
MIDD icon
317
Middleby
MIDD
$5.43B
$282K 0.03%
3,140
– –
VO icon
318
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$282K 0.03%
+6,408
New +$279K
HBAN icon
319
Huntington Bancshares
HBAN
$35.9B
$281K 0.03%
30,654
-1,990
-6% -$18.5K
EAD
320
Allspring Income Opportunities Fund
EAD
$381M
$278K 0.03%
38,019
– –
SPYG icon
321
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$276K 0.03%
5,517
-1,125
-17% -$55.1K
FBIN icon
322
Fortune Brands Innovations
FBIN
$5.97B
$275K 0.03%
3,724
– –
MPLX icon
323
MPLX
MPLX
$60.1B
$274K 0.03%
17,387
+1,931
+12% +$34.9K
VLO icon
324
Valero Energy
VLO
$93.3B
$274K 0.03%
6,335
-350
-5% -$18.3K
PIM
325
Franklin Master Intermediate Income Trust
PIM
$153M
$272K 0.03%
66,272
– –
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.